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Laws & Regulations

The following 357 items are listed by Content Data.

Newsletters

Is ESG Receiving Sufficient Attention in North America?

This issue of Board Perspectives focuses on two essential questions with implications for the future: What is driving th...
Subscriber Content
Mon, Dec 5, 2022
Methodologies & Models

Compliance Risk Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s compliance risk management proce...
Subscriber Content
Mon, Nov 28, 2022
Guides

Third-Party Contract Audit Guide

In this guide, we outline the risks and key recommendations associated with the contract management process.
Subscriber Content
Mon, Nov 28, 2022
Risk & Control Matrices - RCMs

Develop and Manage Human Resources RCM

This document outlines risks and controls common to human resources development and management in a risk control matrix ...
Subscriber Content
Mon, Nov 28, 2022
Articles

Q3 2022 IPO Trends: Market Continues to Cool

Review Q3 2022 IPO trends as the IPO market continues to cool, with insights into deal volume, proceeds and shifting inv...
Subscriber Content
Mon, Nov 28, 2022
Benchmarking Tools

Human Resources Risk Key Performance Indicators (KPIs)

Discover how to effectively manage human resources risk management plan challenges with these recruiting best practices ...
Subscriber Content
Mon, Nov 14, 2022
Risk & Control Matrices - RCMs

Convert Resources Into Products: Make and Package Products RCM

This document outlines risks and controls common to making and packaging products during the resources converting proces...
Subscriber Content
Mon, Nov 14, 2022
Articles

Who Audits Public Companies – Spain 2021

Explore Spain’s 2021 audit landscape, examining which firms audit public companies and insights into market concentratio...
Subscriber Content
Mon, Nov 14, 2022
Articles

Who Audits Public Companies – France 2021

Explore France’s 2021 audit landscape, including joint audit requirements and how audit firm participation shapes compet...
Subscriber Content
Mon, Nov 7, 2022
Articles

Twenty-Year Review of Audit & Non-Audit Fee Trends Report

Review 20 years of audit and non‑audit fee trends to understand audit risk, auditor independence, and how fee patterns r...
Subscriber Content
Mon, Oct 31, 2022
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Process Benefits and Retiree Information RCM

This document outlines risks and controls common to processing benefits and retiree information during the benefits admi...
Subscriber Content
Mon, Oct 24, 2022
Methodologies & Models

Regulatory Compliance Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s regulatory compliance process an...
Subscriber Content
Mon, Oct 17, 2022

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