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Laws & Regulations

The following 357 items are listed by Content Data.

Newsletters

Quantum Computing: Why the Board Should Care

This issue of Board Perspectives summarizes why quantum computing offers companies a powerful value proposition for solv...
Subscriber Content
Mon, Jun 21, 2021
Policies & Procedures

Authorization to Use or Disclose PHI: HIPAA Policy

This sample policy outlines procedures organizations should follow common to proper use or disclosure of protected healt...
Subscriber Content
Mon, Feb 15, 2021
Guides

Performance Measures Guide

This document contains two sample guides that offer organizations a systematic approach to developing, implementing and ...
Subscriber Content
Mon, Jan 18, 2021
Audit Reports

Telephony Infrastructure VoIP Audit Report

This sample report can be used by auditors for measuring and enhancing an organization's Voice over Internet Protocol (V...
Subscriber Content
Mon, Aug 24, 2020
Blog

How to Monitor Transaction Governance for Anti-Money Laundering

Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...
Tue, Mar 17, 2020
Blog

How to Keep Your Organization’s Policies Up to Date

Defined policies and procedures play an integral role in efficient and effective company operations. They a...
Wed, Jan 15, 2020
Audit Reports

Integrated Audit Committee Plan Report

This sample report can be used by auditors to evaluate an organization's control environment and monitor the components ...
Subscriber Content
Mon, Jan 6, 2020
Audit Reports

Education Grant Compliance Review Report

This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of ...
Subscriber Content
Mon, Sep 30, 2019
Newsletters

The Caremark Standard: Tough but Not Impregnable

This issue of Board Perspectives: Risk Oversight describes the background and implications of the Caremark decision and ...
Subscriber Content
Mon, Aug 26, 2019
Audit Reports

Record Retention Process Review Audit Report

This sample report reviews an organization’s record retention process and identifies associated risks.
Subscriber Content
Mon, Jul 29, 2019
Checklists & Questionnaires

Sarbanes-Oxley Section 404 Audit Committee Questionnaire

This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year...
Subscriber Content
Mon, Jun 24, 2019
Blog

Exploring the Big Picture of IT Risk Assessment

Most, if not all, business transactions executed today touch the information technology (IT) environment at...
Fri, Mar 29, 2019

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