The following 360 items are listed by Content Data.
Policies & Procedures
HIPAA PHI Policy
This sample contains eight policies that outline procedures governing the handling of protected health information (PHI)...
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Audit Reports
Telephony Infrastructure VoIP Audit Report
This sample report can be used by auditors for measuring and enhancing an organization's Voice over Internet Protocol (V...
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Audit Reports
Regulatory Compliance Review Audit Report
This sample audit report can be used by auditors for assessing and improving an organization’s compliance risk managemen...
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Policies & Procedures
Foreign Corrupt Practices Act Policy
This sample policy establishes guidelines and procedures organizations should follow with respect to the Foreign Corrupt...
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Blog
How to Monitor Transaction Governance for Anti-Money Laundering
Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...
Blog
How to Keep Your Organization’s Policies Up to Date
Defined policies and procedures play an integral role in efficient and effective company operations. They a...
Audit Reports
Integrated Audit Committee Plan Report
This sample report can be used by auditors to evaluate an organization's control environment and monitor the components ...
Subscriber Content
Audit Reports
Education Grant Compliance Review Report
This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of ...
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Newsletters
The Caremark Standard: Tough but Not Impregnable
This issue of Board Perspectives: Risk Oversight describes the background and implications of the Caremark decision and ...
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Audit Reports
Record Retention Process Review Audit Report
This sample report reviews an organization’s record retention process and identifies associated risks.
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Checklists & Questionnaires
Sarbanes-Oxley Section 404 Audit Committee Questionnaire
This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year...
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Checklists & Questionnaires
Global Compliance Questionnaire
This questionnaire can serve as the starting point for assessing an organization's compliance in a variety of areas, inc...
Subscriber Content