Laws & Regulations

The following 345 items are listed by Content Data.
Articles

London Stock Exchange Auditor Changes: 2023

Audit Analytics looks at the major increase in auditor changes listed on the London Stock Exchange in 2023.
Subscriber Content
Mon, Jul 1, 2024
Articles

Protiviti-Oxford Survey: Most Global Execs Have Concerns About Government’s Impact on Business

Read the Protiviti-Oxford University survey findings to learn why executives believe the government will play a big role...
Subscriber Content
Mon, Jun 24, 2024
Articles

DORA Compliance: Untangling Key Hurdles to Implementation

How firms can respond to and apply Digital Operational Resilience Act requirements by the implementation date.
Subscriber Content
Mon, Jun 17, 2024
Articles

Former Australia Minister for Foreign Affairs Julie Bishop: Find a Way to Build a Better World

Protiviti sat down with the former Australia minister of foreign affairs to talk about the future of Australia, its gove...
Subscriber Content
Mon, Jun 17, 2024
Articles

From Meme Stocks to Market Reform: The Journey to T+1 Settlement

Audit Analytics examines how the SEC’s T+1 settlement cycle reform aims to reduce risks in securities transactions, spar...
Subscriber Content
Mon, Jun 17, 2024
Benchmarking Tools

Manage Legal and Ethical Issues Key Performance Measures (KPIs)

This tool contains two examples of how to standardize key performance measures for managing and understanding an organiz...
Subscriber Content
Mon, Jun 10, 2024
Policies & Procedures

Patient Admission Policy

Learn about our Patient Admission Policy and insurance benefits verification process for a streamlined and efficient exp...
Subscriber Content
Mon, Jun 10, 2024
Audit Programs

Drug-Free Workplace and Workforce Audit Work Program

The purpose of this work program is to provide the general steps used to perform a drug-free workplace and workforce aud...
Subscriber Content
Mon, Jun 3, 2024
Articles

IPO Trends Q1 2024

Audit Analytics looks at the initial public offering trends in the first quarter of 2024.
Subscriber Content
Mon, Jun 3, 2024
Benchmarking Reports

SIFMA’s Quantum Dawn VII After-Action Report

The latest iteration of the biannual cybersecurity exercise, Quantum Dawn, focused on the outage of a critical third-par...
Subscriber Content
Mon, Jun 3, 2024
Policies & Procedures

Earnings Per Share Policy

Gain access to two sample policies for establishing uniform policies and calculating earnings per share.
Subscriber Content
Mon, May 27, 2024
Articles

2023 IPOs: Annual Market Share and Analysis

Audit Analytics examines the decline in initial public offering market share for fiscal year 2023.
Subscriber Content
Mon, May 20, 2024