Laws & Regulations

The following 358 items are listed by Content Data.

Articles

Investing in China: Unpacking the SEC’s Concerns

In this article, Audit Analytics examines the Securities and Exchange Commission’s highlights of critical risks to consi...
Subscriber Content
Mon, Oct 7, 2024
Newsletters

Implications of the Changing U.S. Regulatory Landscape

Learn more about the Chevron deference doctrine, its origins, and the impact of its recent reversal.
Subscriber Content
Mon, Sep 30, 2024
Articles

Protiviti's Scott Laliberte: Regulation of AI and Emerging Tech Should Not Stifle Innovation

Protiviti’s Scott Laliberte and Joe Kornik discuss emerging technologies and if, how, why and when the government should...
Subscriber Content
Mon, Sep 30, 2024
Checklists & Questionnaires

Data Analytics and Process-Level Monitoring Questionnaire

Make more strategic business decisions and enhance your control environment with the questions included in this tool.
Subscriber Content
Mon, Sep 23, 2024
Articles

Is Cybersecurity Not Part of Internal Controls for Financial Reporting?

Audit Analytics examines why cybersecurity measures are essential for maintaining comprehensive internal controls and pr...
Subscriber Content
Mon, Sep 23, 2024
Articles

Can We Trust Culture and Conduct to Guide Decision-Making in the Financial Services Industry?

How board members can establish and sustain a strong culture and ethical conduct within their institutions.
Subscriber Content
Mon, Sep 23, 2024
Audit Programs

Diversify Workforce Audit Work Program

Enhance your company's diversity and inclusion compliance processes with our Diversify Workforce Audit Work Program.
Subscriber Content
Mon, Sep 23, 2024

Artificial Intelligence Best Practices

What is artificial intelligence? As technology continues to change our lives in many profound ways, artific...
Mon, Sep 16, 2024
Articles

Regulations and Demand for Accountability Set the Tone for the Future of ESG Disclosures (Updated)

Here’s an updated overview of current global ESG regulations and ways companies can prepare to do business in the new re...
Subscriber Content
Mon, Sep 16, 2024
Articles

AI Competencies for Internal Auditors in the Public Sector

This article examines the critical integration of artificial intelligence (AI) competencies within the realm of internal...
Subscriber Content
Mon, Sep 16, 2024
Policies & Procedures

Sales and Use Tax Policy

This policy establishes the responsibilities, controls, authorizations and procedures for sales and use-taxes for all co...
Subscriber Content
Mon, Sep 9, 2024
Checklists & Questionnaires

Compliance Overview Questionnaire

Assess and ensure your organization's adherence to a wide range of legal requirements and best practices with the 27 sam...
Subscriber Content
Mon, Sep 2, 2024