Laws & Regulations

The following 336 items are listed by Content Data.
Benchmarking Reports

Executive Perspectives on Top Risks for 2024 and 2034: Chief Audit Executives

Discover the top risks CAEs should consider in 2024 and beyond, based on the results of Protiviti’s Executive Perspectiv...
Mon, Mar 11, 2024
Articles

Is the U.S. Dollar in Decline? Financial Experts Weigh in on Its Status in a Changing World

Read what experts at VISION by Protiviti have to say about the decline of the gap between the U.S. dollar and other glob...
Mon, Mar 11, 2024
Guides

Sarbanes-Oxley Section 404 Compliance Guide

Organizations can use this document as a guide for establishing their framework and standard policy for compliance with ...
Mon, Mar 4, 2024
Methodologies & Models

IT Operations Capability Maturity Model (CMM)

Discover how this capability maturity model can enhance your organization’s IT operations management process.
Subscriber Content
Mon, Feb 26, 2024
Articles

Longtime Regulator Tom Vartanian on Crypto and a CBDC: Proceed With Caution

Longtime Regulator Tom Vartanian and Protiviti’s Joe Kornik discuss why crypto isn’t money and mammoth changes to the ma...
Mon, Feb 26, 2024
Newsletters

The Top Risks 10 Years Out: Global Risks Are Persistent

This issue of Board Perspectives ranks the highest-rated risk themes to provide a context for understanding the most cri...
Mon, Feb 26, 2024
Articles

2024: Global Sanctions Outlook for Financial Institutions

How financial institutions can stay informed on the 2024 global sanctions outlook and navigate evolving regulations and ...
Mon, Feb 19, 2024
Articles

Aiming for Impact, Ripple CBDC Lead Says Proliferation of Digital Currencies Not to Be Feared

Ripple CBCD Senior Director of Client Solutions and Delivery Ross Edwards and Protiviti’s Lata Varghese discuss technolo...
Mon, Feb 19, 2024
Policies & Procedures

New Disclosures Policy

This policy is intended to facilitate the early detection and disclosure of reportable items to the SEC and to improve t...
Mon, Feb 19, 2024
Articles

The Value Internal Audit Brings to an Organization

When it comes to adding value throughout an organization, there’s no better source than internal auditing.
Mon, Feb 19, 2024
Methodologies & Models

IT Vendor Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s IT vendor management process and...
Subscriber Content
Mon, Feb 12, 2024
Articles

Q4 2023 IPO Trends

Audit Analytics examines the slight decline in total initial public offerings in the final quarter of 2023.
Mon, Feb 12, 2024