The following 77 items are listed by Content Data.
Blog
Combating Fraud: Prevention Can Save the Day
What Does Fraud Mean? Fraud includes manipulating stock prices, covering up illegal acts and conductin...
Checklists & Questionnaires
Data Analytics and Process-Level Monitoring Questionnaire
Make more strategic business decisions and enhance your control environment with the questions included in this tool.
Subscriber Content
Guides
Sarbanes-Oxley Process Improvement Guide
Use this guide to transition your organization’s SOX sustainability program from an ad-hoc process to a sustainable, cos...
Subscriber Content
Policies & Procedures
IT Automated Controls Policy
Define your company’s internal control testing processes and the testing frequency of its automated controls.
Subscriber Content
Guides
Process and Activity-Level Controls Assessment Guide
This sample document can be used as a guide to assessing controls at the process or activity level.
Subscriber Content
Guides
Control Testing Responsibility Guide
This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
Subscriber Content
Policies & Procedures
Internal Control Policy
This policy outlines scope, responsibilities and procedures for establishing an internal control environment that meets ...
Subscriber Content
Blog
New Content on KnowledgeLeader - 11/27/2023
ToolsThe following tools were published on KnowledgeLeader this week:Access Management PolicyThis tool...
Guides
Process Overview Form Guide
This sample document provides instructions on using process overview forms and includes a blank template and a completed...
Subscriber Content
Guides
Process Documentation Narrative and Flow Chart Guide
Document the understanding of a process, related controls, and key roles and responsibilities with process narratives an...
Subscriber Content
Guides
Facilitated Meetings Guide
This guide discusses ground rules, meeting purpose statements and techniques for building agreements. It also provides s...
Subscriber Content
Policies & Procedures
Hourly Payroll Policy
Use the general procedures included in this tool to provide some processing consistency when handling hourly payroll and...
Subscriber Content
Guides
Internal Controls Sustainability Training Guide
This sample guide focuses on building a sustainable internal control process.
Subscriber Content
Guides
Control Gap Remediation Methodology Training Guide
This guide provides Sarbanes-Oxley project teams with the steps they need to take to identify control gaps and implement...
Subscriber Content
Policies & Procedures
Domestic Intercompany Accounting Policy
This policy outlines procedures for recording accounting transactions that occur between two or more company locations.
Subscriber Content
Policies & Procedures
Finance End-User Computing Policy
This document contains three sample policies that provide guidelines and procedures for reviewing an organization’s fina...
Subscriber Content
Audit Programs
Service-Level Controls Audit Work Program
This tool contains two sample programs that provide best-practice steps organizations can use to audit and enhance their...
Subscriber Content
Policies & Procedures
Business Continuity Management Policy
This sample policy contains guidelines and procedures employees should follow when developing, maintaining and exercisin...
Subscriber Content
Guides
Internal Controls and Shareholder Value Guide
This sample provides an overview of internal controls and how they help with creating shareholder or stakeholder value.
Subscriber Content
Methodologies & Models
Legal Spend Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s legal spend management process a...
Subscriber Content
Risk & Control Matrices - RCMs
Manage Data Center Operations: Metadata Management RCM
This document outlines risks and controls common to metadata management in a risk control matrix (RCM) format.
Subscriber Content
Risk & Control Matrices - RCMs
Manage Data Center Operations: Reference and Master Data Management RCM
This document outlines risks and controls common to reference and master data management in a risk control matrix (RCM) ...
Subscriber Content
Risk & Control Matrices - RCMs
Manage Security and Privacy: Manage Security Configurations RCM
This document outlines risks and controls common to managing security configurations during the security and privacy man...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Testing Documentation Questionnaire
This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...
Subscriber Content