Reporting/Disclosure

The following 111 items are listed by Content Data.
Articles

A Closer Look at Shareholder Votes Against Auditor Ratification – 2023

Audit Analytics examines how often companies faced high votes against auditors and which S&P 500 companies saw the m...
Mon, Sep 9, 2024
Articles

Auditor Changes Roundup: Q1 2024

Audit Analytics examines the latest audit firm landscape trends and insights in the first quarter of 2024.
Mon, Aug 26, 2024
Regulatory Updates

SEC Rebuked in SolarWinds Decision. What Does It Mean?

Discover the implications of the SEC’s setback in the SolarWinds decision and uncover insights on this landmark case aff...
Mon, Aug 26, 2024
Articles

The Downfall of Emergent BioSolutions: From Vaccine Hope to Going Concern

A closer look at Emergent BioSolutions, COVID-19 vaccine struggles, management shakeup and the fight for shareholder val...
Mon, Aug 12, 2024
Audit Programs

External Financial Reporting Audit Work Program

Evaluate the operating effectiveness of the internal controls associated with your organization’s external financial rep...
Mon, Aug 5, 2024
Articles

Restatements and Their Ripple Effects

Audit Analytics examines how financial restatements can trigger a wave of executive turnover and auditor changes and rai...
Mon, Jul 29, 2024
Articles

The SEC’s Crypto Conundrum: Approving Ethereum ETFs in a Web of Regulation

Audit Analytics looks at SEC concerns, historical rejections, and the ongoing battle between the SEC and Congress.
Mon, Jul 15, 2024
Policies & Procedures

Internal Disclosure Certification Process Policy

This policy documents the internal disclosure certification process, which is designed to provide comfort to the executi...
Mon, Jul 1, 2024
Articles

London Stock Exchange Auditor Changes: 2023

Audit Analytics looks at the major increase in auditor changes listed on the London Stock Exchange in 2023.
Mon, Jul 1, 2024
Articles

From Meme Stocks to Market Reform: The Journey to T+1 Settlement

Audit Analytics examines how the SEC’s T+1 settlement cycle reform aims to reduce risks in securities transactions, spar...
Mon, Jun 17, 2024
Articles

IPO Trends Q1 2024

Audit Analytics looks at the initial public offering trends in the first quarter of 2024.
Mon, Jun 3, 2024
Benchmarking Reports

SIFMA’s Quantum Dawn VII After-Action Report

The latest iteration of the biannual cybersecurity exercise, Quantum Dawn, focused on the outage of a critical third-par...
Mon, Jun 3, 2024