Risk Assessment

The following 724 items are listed by Content Data.

Checklists & Questionnaires

Financial Reporting Risk Profile Questionnaire

Safeguard your organization with strategic financial risk and compliance questions that address financial reporting and ...
Subscriber Content
Mon, Jan 7, 2019
Blog

Key Performance Measures for Improving the Internal Audit Process

An effective business process is built on a set of well-defined and clearly stated business objectives. The...
Thu, Jan 3, 2019
Checklists & Questionnaires

Medical Records, Coding and Billing Processes Compliance Questionnaire

This tool provides questions to consider when performing audits of an organization's medical records, coding and billing...
Subscriber Content
Mon, Dec 17, 2018
Blog

Currency Risk: The Purpose and Risk of Money

What Is Money?People may say that “money is the root of all evil,” but is it? It may be best to point out t...
Fri, Dec 14, 2018
Audit Reports

Security Policy and Procedure Evaluation Report: Administrative Personnel

This report records the result of an evaluation of security policies and procedures. The sample illustrates administrati...
Subscriber Content
Mon, Nov 19, 2018
Checklists & Questionnaires

General Threat Questionnaire

This sample checklist can be used for risk assessment to identify failure scenarios and the likelihood and severity of d...
Subscriber Content
Mon, Nov 19, 2018
Risk & Control Matrices - RCMs

Manage Tax Functions: Internal Tax Function RCM

This document outlines risks and controls common to the “internal tax function” aspect of the process in a risk control ...
Subscriber Content
Mon, Nov 19, 2018
Articles

Five Common Identity and Access Management Pitfalls

This paper discusses five common identity and access management (IAM) pitfalls organizations run into today: lack of an ...
Subscriber Content
Mon, Oct 29, 2018
Articles

Integration Prioritization Model for Identity Access Management

Protiviti recommends a simple identity access management (IAM) prioritization model based on risk, impact and friction. ...
Subscriber Content
Mon, Oct 29, 2018
Audit Reports

Entity-Level Fraud Risk Assessment Process Report

This sample fraud risk assessment report provides an overview of the process one company undertook to satisfy the requir...
Subscriber Content
Mon, Oct 22, 2018
Risk & Control Matrices - RCMs

Manage Fixed Assets: Disposals RCM

This document outlines risks and controls common to the “disposal risk” aspect of the fixed assets process in a risk con...
Subscriber Content
Mon, Oct 22, 2018
Checklists & Questionnaires

Working Capital Management Questionnaire

There are three fundamental building blocks of effective cash management: working capital optimization, cash flow foreca...
Subscriber Content
Mon, Oct 8, 2018