The following 203 items are listed by Content Data.
Checklists & Questionnaires
Spreadsheet Risk Optimization Questionnaire
This questionnaire outlines the process to identify who manages critical spreadsheets within an organization and identif...
Subscriber Content
Blog
Disclosure Controls and Procedures: Key Facts You Need to Know
The SEC introduced “disclosure controls and procedures” as a new term in its initial August 29, 2002, relea...
Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
Subscriber Content
Methodologies & Models
Business Continuity Management Methodology
Discover effective business continuity management solutions to safeguard your enterprise against disruptions.
Subscriber Content
Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
Subscriber Content
Checklists & Questionnaires
Public Company Readiness Questionnaire
This questionnaire focuses on certain aspects of the IPO preparation process and specific areas management should addres...
Subscriber Content
Checklists & Questionnaires
IT Risks and Controls SOX Compliance Questionnaire
Find out what internal and external auditors think about your company’s IT controls with this SOX compliance checklist.
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
Subscriber Content
Checklists & Questionnaires
Revenue Process Controls Questionnaire
This sample questionnaire includes a list of items to consider when reviewing an organization’s revenue process controls...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Section 404 Audit Committee Questionnaire
This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year...
Subscriber Content
Checklists & Questionnaires
Fixed Assets Process Controls Questionnaire
This sample questionnaire includes a list of items to consider when reviewing an organization’s fixed asset process cont...
Subscriber Content
Checklists & Questionnaires
Exception Evaluation Questionnaire: Individual Process/Transaction-Level Controls
This sample questionnaire can be used to document and analyze exceptions identified during individual process/transactio...
Subscriber Content