Sarbanes-Oxley Act

The following 190 items are listed by Content Data.

Audit Programs

Program Changes Audit Work Program

This audit program focuses on auditing program change controls.
Subscriber Content
Mon, Aug 17, 2015
Process Flows

Sarbanes-Oxley Check Disbursement Process Flow

This sample process flow provides the tasks involved in the process of Sarbanes-Oxley (SOX) check disbursement, includin...
Subscriber Content
Mon, Feb 16, 2015
Newsletters

COSO 2013: Why Should You Care?

This issue of Board Perspectives: Risk Oversight outlines six reasons why board members should care about the updated CO...
Subscriber Content
Mon, Aug 11, 2014
Protiviti Booklets

The Updated COSO Internal Control Framework

In this booklet, we address various questions regarding the New Framework from COSO, including the reasons why it was up...
Subscriber Content
Mon, Apr 28, 2014
Protiviti Booklets

Guide to the Sarbanes-Oxley Act: IT Risks and Controls

In this booklet, we provide guidance to Section 404 compliance project teams on the consideration of information technol...
Subscriber Content
Mon, Dec 17, 2012
Process Flows

SOX Process Flow: High-Level Methodology

Discover the SOX process flow methodology for compliance with Section 404 of the Sarbanes-Oxley Act.
Subscriber Content
Mon, Jul 30, 2012
Newsletters

Setting the 2009 Audit Committee Agenda

Address uncertainty and navigate significant matters requiring audit committee attention in the upcoming year.
Subscriber Content
Mon, Mar 2, 2009
Protiviti Booklets

Guide to the Sarbanes-Oxley Act: Internal Control Requirements - Frequently Asked Questions Regarding Section 404

This booklet is designed to help answer questions about the sections of SOX pertaining to public reporting; this informa...
Subscriber Content
Mon, Jan 7, 2008
Newsletters

The SEC’s New Guidance on Section 404: What It Means to You

Review eight important decisions that warrant a fresh look by every SEC registrant subject to SOX compliance requirement...
Subscriber Content
Mon, Jul 23, 2007
Newsletters

Protecting Enterprise Value Through Your Anti-Fraud Program

Strengthen corporate governance and protect enterprise value by implementing robust anti-fraud programs that proactively...
Subscriber Content
Mon, Dec 18, 2006
Newsletters

Section 404 Compliance: Lessons Learned for the Next 12 Months

Streamline Section 404 compliance by focusing on key controls, leveraging automation, and enhancing risk-based internal ...
Subscriber Content
Mon, Sep 25, 2006
Protiviti Booklets

Guide to the Sarbanes-Oxley Act

The questions answered in this booklet have risen in our discussions with clients and others in the marketplace who freq...
Subscriber Content
Mon, Jun 5, 2006