The following 182 items are listed by Content Data.
Articles
SOX 404 Disclosures: An Eighteen-Year Review
Review SOX 404 compliance trends with insights from an 18‑year analysis of internal control disclosures and what they re...
Subscriber Content
Methodologies & Models
Six Elements of Infrastructure for Data Analytics
This sample document includes the six elements of infrastructure for an organization's data analytics process.
Subscriber Content
Benchmarking Reports
2022 Sarbanes-Oxley Compliance Survey
Benchmark SOX compliance in 2022 with insights on rising costs, increasing hours, and how organizations are improving ef...
Subscriber Content
Checklists & Questionnaires
Disclosure Committee Questionnaire
Unlock insights into your disclosure committee's performance and ensure that it operates effectively.
Subscriber Content
Checklists & Questionnaires
Site Planning and Review Checklist
This sample checklist serves as a working document that can be used by auditors to determine whether all site visit task...
Subscriber Content
Research Reports
Growing Number of ICFR Issues Following IPO
Understand IPOs and the rise in ICFR issues, with insights into internal control deficiencies and financial reporting ri...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Compliance and Reporting Strategy Questionnaire
This tool outlines questions to consider when preparing an organization’s Sarbanes-Oxley (SOX) compliance and reporting ...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Policy Evaluation Checklist
This tool provides points to consider when conducting an organization’s Sarbanes-Oxley (SOX) policy evaluation.
Subscriber Content
Checklists & Questionnaires
Tax Compliance Process Internal Control Questionnaire
This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Testing Documentation Questionnaire
This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...
Subscriber Content
Charters
Board of Directors Authorization Charter
This sample establishes guidelines and responsibilities for developing a board of directors authorization charter.
Subscriber Content
Job Descriptions
Sarbanes-Oxley (SOX) Coordinator Job Description
This job description sample outlines the responsibilities, key selection criteria and general information for the role o...
Subscriber Content