The following 213 items are listed by Content Data.
Methodologies & Models
Sarbanes-Oxley Year-One Capability Maturity Model (CMM)
This capability maturity model includes the six elements of infrastructure focused on Sarbanes-Oxley year-one compliance...
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Articles
SOX 404 Disclosures: An Eighteen-Year Review
Audit Analytics takes a closer look at trends in internal controls over financial reporting disclosures, spanning from f...
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Methodologies & Models
Six Elements of Infrastructure for Data Analytics
This sample document includes the six elements of infrastructure for an organization's data analytics process.
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Benchmarking Reports
2022 Sarbanes-Oxley Compliance Survey
The 2022 edition of Protiviti's annual SOX report shows that costs and hours continue to increase across most, if not al...
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Memos
Sarbanes-Oxley (SOX) Project Approach Memo
This tool contains two sample memos that serve as a report of an internal audit function’s high-level assessment of the ...
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Checklists & Questionnaires
Disclosure Committee Questionnaire
Use the questions included in this tool to ensure that all necessary quarterly financial reporting disclosures are addre...
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Checklists & Questionnaires
Site Planning and Review Checklist
This sample checklist serves as a working document that can be used by auditors to determine whether all site visit task...
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Articles
AQRM Red Flags: Financial Reporting
In this article, Audit Analytics breaks down the risks associated with specific firm-level events included in the Accoun...
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Performer Profiles
Unum Group: Pivoting to Respond to Change While Positioning for the Future
In this profile, Unum Senior Vice President of Internal Audit Miles Archer explains how his team has navigated pandemic-...
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Research Reports
Growing Number of ICFR Issues Following IPO
In this exclusive report, Audit Analytics explores trends in companies reporting internal control deficiencies immediate...
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Checklists & Questionnaires
Complaint Reporting Process Questionnaire
This questionnaire focuses on issues that audit committees and management should consider as they collaborate to comply ...
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Articles
AQRM Red Flags: Controls
Audit Analytics examines the red flag events concerning a company’s control environment, including control weaknesses, l...
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