The following 68 items are listed by Content Data.
Checklists & Questionnaires
Internal Audit External Quality Assessment Process Results Questionnaire
This tool outlines questions organizations can use to measure the external quality of their internal audit functions.
Subscriber Content
Checklists & Questionnaires
Process-Based Self-Assessment Request Questionnaire
This tool contains questions and best practices to consider when implementing and/or evaluating an organization’s proces...
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Checklists & Questionnaires
Risk Tracking and Exception Reporting Questionnaire
This tool highlights questions organizations should consider for efficiently tracking reports and reporting exceptions.
Subscriber Content
Checklists & Questionnaires
Controls Self-Assessment Questionnaire
A clear control self-assessment template is essential for operational efficiency and overall security posture.
Subscriber Content
Blog
How to Effectively Conduct Self-Assessment Meetings
Why are we meeting? What are the objectives of the self-assessment meeting?Defining the meeting objec...
Audit Reports
Internal Controls Self-Assessment Report
This sample audit report can be used by auditors to assess and improve an organization’s internal controls.
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Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
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Methodologies & Models
Facilitated Self-Assessment Meetings Methodology
This tool provides an overview of the self-assessment process and includes a self-assessment facilitation framework.
Subscriber Content
Methodologies & Models
Business Self-Assessment Methodology
This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
Subscriber Content
Checklists & Questionnaires
Healthcare Management Planning Risk Assessment Questionnaire
Gather opinions on several predetermined potential audit areas with these risk management in healthcare questions.
Subscriber Content
Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
Subscriber Content
Blog
The Best Way to Formulate and Execute Audit Procedures
Once a company forms an internal audit function, completes the risk assessment process and develops an inte...