The following 65 items are listed by Content Data.
Checklists & Questionnaires
Controls Self-Assessment Questionnaire
A clear control self-assessment template is essential for operational efficiency and overall security posture.
Subscriber Content
Blog
How to Effectively Conduct Self-Assessment Meetings
Why are we meeting? What are the objectives of the self-assessment meeting?Defining the meeting objec...
Audit Reports
Internal Controls Self-Assessment Report
This sample audit report can be used by auditors to assess and improve an organization’s internal controls.
Subscriber Content
Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
Subscriber Content
Methodologies & Models
Facilitated Self-Assessment Meetings Methodology
This tool provides an overview of the self-assessment process and includes a self-assessment facilitation framework.
Subscriber Content
Methodologies & Models
Business Self-Assessment Methodology
This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
Subscriber Content
Checklists & Questionnaires
Healthcare Management Planning Risk Assessment Questionnaire
Gather opinions on several predetermined potential audit areas with these risk management in healthcare questions.
Subscriber Content
Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
Subscriber Content
Blog
The Best Way to Formulate and Execute Audit Procedures
Once a company forms an internal audit function, completes the risk assessment process and develops an inte...
Checklists & Questionnaires
Pre-Audit Self-Assessment Questionnaire
Utilize a pre audit questionnaire prior to your audit kickoff meeting to gather valuable input from the auditee(s).
Subscriber Content
Checklists & Questionnaires
Process Control Questionnaire: Managing Patient Financial Services
This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an underst...
Subscriber Content
Blog
Audit Committee: How to Develop a Strong Self-Assessment Process
The audit committee of the board of directors helps the board fulfill its responsibilities to the company a...