Questionnaires
Establishing a Process-Based Self-Assessment Process Questionnaire
This tool highlights questions to consider for implementing and reviewing a process-based self-assessment program within an organization.
SWOT Analysis Questionnaire
This tool contains two sample documents that provide questions organizations should consider when analyzing their strengths, weaknesses, opportunities and threats.
Internal Audit Re-Engineering Questionnaire
This tool outlines questions internal auditors should ask when evaluating the organization's compliance with SOX regulatory requirements and includes a re-engineered IA process.
Spreadsheet Risk Optimization Questionnaire
This questionnaire outlines the process to identify who manages critical spreadsheets within an organization and identify their use.
Work Programs
Travel and Expense Reporting Audit Work Program
This tool contains two sample work programs that provide general steps organizations can use for performing a travel and expense (T&E) audit.
Commissions Audit Work Program
The objective of these three sample work programs is to comprehend and assess the steps involved in the processing of sales commissions and to ensure that commissions’ policies and agreements are documented.
Performer Profile
Delta Air Lines: Process First, Tools Second
In this profile, Brandi Thomas, vice president of corporate audit at Delta Air Lines, outlines how her team has added value to Delta operations through innovative risk management and collaborative solutions.
Newsletter
Is Your Board Digitally Savvy?
This issue of Board Perspectives focuses on why boards should possess the digital savviness needed to support the CEO’s efforts to continuously improve.