Check out the 10 most frequently viewed audit tools and publications on KnowledgeLeader in October.
1. Enterprise Risk Management Questionnaire
This questionnaire can be used when analyzing an organization’s enterprise risk management strategy.
This tool provides three sample audit planning memos, which serve as a report of an internal audit function’s high-level assessment of the company’s audit planning process.
3. Management Response to Internal Audit Reports Memo
This memo outlines specifics to consider when drafting management responses to audit observations.
4. Developing Budgets Key Performance Indicators (KPIs)
This benchmarking tool contains two examples that focus on cost-based, quality-based and timed-based performance measures for developing budgets.
5. Process Documentation Narrative and Flow Chart Guide
This guide outlines documentation techniques to develop an adequate understanding of any processing environment.
6. Physical Inventory Count Memo
This sample memo provides physical inventory instructions that a company can use to compare counted quantities to on-hand quantities in order to identify discrepancies.
7. Transfer Agent Market Share – 2022
In this article, Audit Analytics further examines the market share among transfer agents in 2022.
8. Internal Audit Risk Assessment Questionnaire
This tool contains three samples that provide questions organizations can use for assessing and improving their internal audit functions.
9. The Four C's in Overseeing Internal Audit
This issue of Board Perspectives discusses the four C's directors should consider when evaluating the sufficiency of any risk-based audit plan: culture, competitiveness, compliance and cybersecurity.
10. Organizational Risk Assessment — Performed the Right Way
Protect your business and ensure continuity with the expertly crafted risk assessment template in this blog post