New and Updated Tools

Cybersecurity Oversight Questionnaire

Enhance cybersecurity oversight with essential questions and strategies to improve detection, response and board accountability against cyber threats.

Complaint Reporting Process Questionnaire

Strengthen your complaint reporting process with clear protocols and assessment measures for confidentiality, compliance and effective issue management. 

Confidentiality Policy

Ensure confidentiality with procedures and guidelines that protect sensitive information and outline employee responsibilities in safeguarding privacy and data. 

Sourcing Risk Key Performance Indicators (KPIs)

Explore effective strategies to identify, evaluate and mitigate sourcing risk through key performance indicators, ensuring sustainable outsourcing success. 

Incentive Compensation Audit Work Program 

Achieve strategic goals by leveraging our detailed steps for enhancing internal controls, compliance and operational efficiency.

Publications 

Five Tips for Driving a Successful Security GRC Program in Tech

Build a security governance, risk and compliance program that scales with your business and delivers meaningful insight. 

Why Compliance Reporting Creates the Data Problems It's Supposed to Solve

Learn the risks of form-based incident reporting and why the design of reporting systems is the real compliance risk. 

SIFMA’s Quantum Dawn VIII After-Action Report 

Explore the full findings and recommendations shaping the next phase of financial sector resilience. 

Recommended Resources 

1. Why the Future of SEC Reporting Workflow Is Hybrid
2. Executive Turnover Slows, But AI Strategy Remains Unclear
3. AI Investment Among Top Strategic Priorities for CFOs: Survey