Memos
Audit memos are powerful tools for documenting an organization's audit plan during the initial phases of the audit process. Use KnowledgeLeader's customizable audit memo samples to communicate audit approach and scope as well as enhance audit efficiency.
The following 45 tools are listed based on Content Data.
Memos
IT Change Management Review Memo
Examine IT change management practices with a review memo to assess controls, identify gaps, and ensure effective and secure system change processes.
Subscriber Content
Mon, May 20, 2019
Memos
IT Governance Diagnostic Memo
Diagnose IT governance effectiveness with a memo to identify gaps, assess control maturity and support alignment of IT strategy with business objectives.
Subscriber Content
Mon, May 13, 2019
Memos
Physical Inventory Count Memo
Coordinate physical inventory counts with a memo to assign responsibilities, guide count procedures, and identify discrepancies between recorded and actual.
Subscriber Content
Mon, Dec 10, 2018
Memos
Journal Entry Review Planning Memo
Develop journal entry review planning memo to define scope, outline procedures, and support effective testing of journal entries and related controls.
Subscriber Content
Mon, Sep 3, 2018
Memos
Compliance and Regulation Management Review Memo
Review compliance and regulation management through a memo to evaluate policies, assess controls, and ensure adherence to legal and regulatory requirements.
Subscriber Content
Mon, Aug 27, 2018
Memos
SOX IT Testing Planning Memo
Develop SOX IT testing planning memo to define scope, outline testing strategy, and support effective evaluation of IT controls and compliance activities.
Subscriber Content
Mon, Aug 13, 2018
Memos
Internal Audit Risk Assessment Announcement Memo
Announce internal audit risk assessment with a memo to communicate scope, outline objectives and support organization‑wide participation in risk evaluation.
Subscriber Content
Mon, Oct 17, 2016
Memos
Delegated Entity Review Memo
Review delegated entity operations with a memo to assess compliance, evaluate ITGC controls, and ensure effective oversight of delegated operations and security practices.
Subscriber Content
Mon, Oct 10, 2016
Memos
Sarbanes-Oxley Walkthrough Preparation Memo
This Sarbanes-Oxley process memo informs and prepares business process control managers to engage in “walkthrough” discussions with auditors.
Subscriber Content
Mon, Oct 3, 2016
Memos
Minimum Testing Standards for Systems and Data Memo
This memo outlines minimum IT controls around user access, change control, backup, privacy, licenses and document retention.
Subscriber Content
Mon, Oct 3, 2016
Memos
Internal Control Audit Instructions Memo
Guide internal control audit instructions with a memo to define procedures, support testing activities and ensure consistent evaluation of control effectiveness.
Subscriber Content
Mon, Sep 26, 2016
Memos
Issue Identification Memo
Support issue identification with a memo to document findings, assess root causes, and enable timely corrective actions and control improvements.
Subscriber Content
Mon, Sep 19, 2016