The following 1434 tools are listed based on Content Data.
Process Flows
Career Planning Program Process Flow
This process flow provides steps for creating a career planning program at any company.
Subscriber Content
Mon, Sep 10, 2018
Memos
Journal Entry Review Planning Memo
This sample memo includes a review of policies, procedures and internal controls currently in place regarding the processing and review of journal entries as well as the closing process...
Subscriber Content
Mon, Sep 3, 2018
Memos
Compliance and Regulation Management Review Memo
This tool outlines the steps for the review of policies, procedures and internal controls within a company’s compliance regulation management function.
Subscriber Content
Mon, Aug 27, 2018
Checklists & Questionnaires
Control Design Effectiveness Review Checklist
Document reviewers' comments and responses and address financial reporting assertions with our Control Design Effectiveness Review Checklist.
Subscriber Content
Mon, Aug 20, 2018
Process Flows
Income Tax Process Flow
This flowchart defines the steps used for the income tax, sales tax, use tax, insurance renewal, insurance maintenance and contract processes.
Subscriber Content
Mon, Aug 20, 2018
Memos
SOX IT Testing Planning Memo
This memo captures details for SOX IT testing, including objectives, project scope, transaction types, key risks, coordination with specialists, and IT audit decisions.
Subscriber Content
Mon, Aug 13, 2018
Checklists & Questionnaires
Bank Controls: Information Systems Evaluation Tool
This tool helps to assist management in analyzing the effectiveness of the internal control structure over financial reporting as it relates to information systems (IS).
Subscriber Content
Mon, Jul 30, 2018
Checklists & Questionnaires
Hazard Assessment Checklist and Corrective Action Report
This tool provides questions to consider while conducting periodic hazard assessments.
Subscriber Content
Mon, Jul 16, 2018
Checklists & Questionnaires
Healthcare Provider Baseline Controls Assessment Questionnai…
This tool provides questions to consider for assessing and improving the controls in different business processes.
Subscriber Content
Mon, Jul 16, 2018
Process Flows
Executive Bonus Process Flow
This flowchart defines the steps for the executive bonus process.
Subscriber Content
Mon, Jun 25, 2018
Checklists & Questionnaires
Information Technology (IT) Infrastructure Questionnaire
Use the questions included in this IT audit checklist to better understand your organization's information technology infrastructure.
Subscriber Content
Mon, Jun 25, 2018
Process Flows
Health Insurance Broker/Agent Process Flow
This flowchart defines the steps for the health insurance broker/agent process.
Subscriber Content
Mon, Jun 25, 2018