The following 1433 tools are listed based on Content Data.
Memos
Sarbanes-Oxley Multiple Locations Scoping Memo
This memo outlines the analysis performed by a company to determine the scope of internal control documentation and testing.
Subscriber Content
Mon, May 16, 2016
Risk & Control Matrices - RCMs
Manage Travel and Entertainment Expenses RCM
This document outlines risks and controls common to the "manage travel and entertainment expenses" process in a risk control matrix (RCM) format.
Subscriber Content
Mon, May 9, 2016
Memos
Remote Locations Audit Planning Memo
This memo outlines an organization's remote location audit approach.
Subscriber Content
Mon, May 9, 2016
Risk & Control Matrices - RCMs
Foreign Exchange RCM
This document outlines risks and controls common to the foreign exchange process in a risk control matrix (RCM) format.
Subscriber Content
Mon, May 2, 2016
Memos
Sarbanes-Oxley Act Project Approach Memo
The purpose of this memo is to document management’s approach for the current financial year's Sarbanes-Oxley compliance project processes.
Subscriber Content
Mon, May 2, 2016
Memos
Data Breach Notification Memo
This memo's purpose is to notify an individual regarding the possibility of a personal information breach and explain the steps taken by a company to protect against identity theft or a...
Subscriber Content
Mon, May 2, 2016
Memos
Mobile Device Procurement Memo
This memo outlines an internal audit review of an organization's mobile device procurement process.
Subscriber Content
Mon, Apr 25, 2016
Risk & Control Matrices - RCMs
Internal Financial and Management Information RCM
This document outlines risks and controls common to the internal financial and management information process.
Subscriber Content
Mon, Apr 18, 2016
Memos
Sarbanes-Oxley Spreadsheet Controls Memo
This is a sample email sent by the process owner to finance staff regarding the documentation of controls over spreadsheets as part of Section 404 SOX compliance.
Subscriber Content
Mon, Apr 18, 2016
Policies & Procedures
Bereavement Policy
This policy establishes procedures for bereavement benefits, in order to provide employees sufficient time to attend services due to the loss of an immediate family member.
Subscriber Content
Mon, Apr 18, 2016
Memos
Accounts Receivable Collections Confirmation Memo
This memo can be sent to guarantors in order to confirm collection accounts.
Subscriber Content
Mon, Apr 11, 2016
Memos
Entity-Level Controls Memo
Systematically review, document and verify the presence of entity-level controls with this tool to ensure compliance and effective internal governance.
Subscriber Content
Mon, Apr 4, 2016