The following 1400 tools are listed based on Content Data.
Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: 10-K Prep…
This document outlines risks and controls common to 10-K preparation during the “provide financial information to external parties” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Dec 9, 2019
Audit Programs
Foreign Exchange Audit Work Program
This sample audit program provides general steps an organization can use when performing a foreign exchange audit.
Subscriber Content
Mon, Dec 9, 2019
Methodologies & Models
Business Self-Assessment Methodology
This tool provides an overview of the business self-assessment process and includes four components of business self-assessment.
Subscriber Content
Mon, Dec 9, 2019
Checklists & Questionnaires
Quote-to-Cash Scoping Questionnaire
This sample questionnaire can be used to assess the process associated with quote-to-cash management.
Subscriber Content
Mon, Dec 9, 2019
Policies & Procedures
Facility Access Controls Policy
This sample policy provides an overview of procedures organizations should perform during the facility access controls process.
Subscriber Content
Mon, Dec 2, 2019
Checklists & Questionnaires
Procure-to-Pay Scoping Questionnaire
This sample questionnaire can be used to assess the processes associated with procure-to-pay management.
Subscriber Content
Mon, Dec 2, 2019
Policies & Procedures
Equity Grant Policy
This sample policy provides an overview of procedures organizations should take during the equity grant process.
Subscriber Content
Mon, Nov 25, 2019
Risk & Control Matrices - RCMs
Develop Sales and Marketing Strategy Risk and Control Matrix…
This document outlines risks and controls common to the sales and marketing strategy process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Nov 25, 2019
Checklists & Questionnaires
IT Strategy Questionnaire
This sample questionnaire can be used to assess the processes associated with an organization’s IT strategy.
Subscriber Content
Mon, Nov 25, 2019
Risk & Control Matrices - RCMs
Manage Customer Orders: Sales Approval Process Risk and Cont…
This document outlines risks and controls common to sales approval during the ‘‘manage customer orders’’ process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Nov 18, 2019
Methodologies & Models
Fraud/Integrity Risk Methodology
Assess and mitigate risks effectively by improving your fraud examination practices.
Subscriber Content
Mon, Nov 18, 2019
Policies & Procedures
Compensation Expense Policy
This policy establishes guidelines and procedures for calculating compensation expenses for the employee stock purchase plan (ESPP) using the Black-Scholes model.
Subscriber Content
Mon, Nov 11, 2019