The following 1351 tools are listed based on Content Data.
Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: Risk Repo…
This document outlines risks and controls common to the risk reporting aspect of the “provide financial information to external parties” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Sep 16, 2019
Checklists & Questionnaires
Financial Reporting Process Questionnaire: Consolidation Sys…
This sample questionnaire focuses on the financial reporting process within a consolidation system.
Subscriber Content
Mon, Sep 9, 2019
Methodologies & Models
Staffing and Professional Services Risk Model
This staffing and professional services risk model focuses on risks that are inherent to the organization from the environment, process and information perspectives.
Subscriber Content
Mon, Sep 2, 2019
Checklists & Questionnaires
IT Application Security Questionnaire
This sample questionnaire is designed to monitor and enhance an organization's IT application security process.
Subscriber Content
Mon, Aug 19, 2019
Checklists & Questionnaires
Data Conversion Compliance Questionnaire
This questionnaire provides an outline for reviewing documentation associated with a data conversion. Sections of the questionnaire include template review observations, documentation r...
Subscriber Content
Mon, Aug 19, 2019
Checklists & Questionnaires
Public Company Readiness Questionnaire
This questionnaire focuses on certain aspects of the IPO preparation process and specific areas management should address, including common financial reporting challenges, the close pro...
Subscriber Content
Mon, Aug 19, 2019
Checklists & Questionnaires
IT General Controls Questionnaire
This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
Subscriber Content
Mon, Aug 12, 2019
Audit Reports
Security Policy and Procedures Evaluation Report: Controls a…
This sample audit report records the results of a security policies and procedures evaluation. The review illustrates security policy issues and leading practices regarding controls and...
Subscriber Content
Mon, Aug 5, 2019
Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
Subscriber Content
Mon, Aug 5, 2019
Checklists & Questionnaires
Managing Outsourcing and Offshoring Risk Questionnaire
As a company focuses on managing its operations in a difficult economic environment, it seeks to become leaner and more focused, efficient and effective. This sample questionnaire can b...
Subscriber Content
Mon, Jul 29, 2019
Checklists & Questionnaires
IT Service-Level Agreement Questionnaire
This sample questionnaire can be used to assess the processes associated with an IT service-level agreement.
Subscriber Content
Mon, Jul 29, 2019
Audit Reports
Record Retention Process Review Audit Report
This sample report reviews an organization’s record retention process and identifies associated risks.
Subscriber Content
Mon, Jul 29, 2019