Data Governance Audit Scoping Memo

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Guidelines for Strengthening Data Oversight Governance

Download this tool to help plan and scope a data governance audit using practical examples, risk-focused objectives and detailed audit procedures. This tool includes two samples. Sample 1 is an internal audit scoping memorandum that outlines audit objectives, scope, work program steps, roles and responsibilities, communication expectations, and estimated project effort for evaluating a data governance function. Sample 2 is a more comprehensive data management and governance review memorandum that summarizes findings, key themes, risks, recommendations, scope, approach, and a strategic improvement road map. Together, these samples provide a useful framework for assessing data governance charters, organizational roles, data ownership, technical documentation, data quality, vendor management, training, reporting and overall governance maturity.

Key Features:

  • Includes two data governance audit scoping and assessment memorandum samples
  • Covers audit objectives, risk areas, scope development and work program procedures
  • Provides detailed observations, risks and recommendations related to data governance and data management practices