The following 201 items are listed by Content Data.
Policies & Procedures
Business Continuity Plan Exercise and Testing Policy
Enhance your audit effectiveness and foster effective control accuracy with a strategic business continuity plan.
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Methodologies & Models
IT Program and Project Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s IT program and project managemen...
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Methodologies & Models
Risk-Based Auditing Six Elements of Infrastructure
This sample document includes the six elements of infrastructure for an organization's risk management audit process.
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Methodologies & Models
Internal Audit Capability Maturity Model (CMM)
Measure the maturity of your organization’s internal audit function and move it toward the optimized state with this cap...
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Articles
Sanctions Enforcement: A New Era
A look at the advances in sanctions enforcement in the U.S., the EU and the U.K. and how finance firms can reposition th...
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Methodologies & Models
Six Elements of Infrastructure for Data Analytics
This sample document includes the six elements of infrastructure for an organization's data analytics process.
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Audit Programs
Intellectual Property Network Audit Work Program
In this work program sample, we outline general best-practice steps for the intellectual property network audit process.
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Checklists & Questionnaires
Audit Project Checklist
Use this safety audit checklist to protect your employees and create a safer work environment.
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Benchmarking Tools
Audit Data Analytics Leading Practices
Organizations can use the leading practices included in this tool to build their internal audit function’s analytics pro...
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Checklists & Questionnaires
Control Deficiency Assessment Questionnaire
This questionnaire serves as a guide to determining the severity of deficiencies cited during the internal control testi...
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Checklists & Questionnaires
Audit Work Paper Quality Review Checklist
This tool provides questions and preparation techniques to consider when reviewing the quality of audit work papers.
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Audit Programs
Control Environment Audit Work Program
This audit work program focuses on the control environment component of the COSO Framework.
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