Compliance

The following 459 items are listed by Content Data.

Policies & Procedures

Authorization to Use or Disclose PHI: HIPAA Policy

This sample policy outlines procedures organizations should follow common to proper use or disclosure of protected healt...
Subscriber Content
Mon, Feb 15, 2021
Policies & Procedures

IT Auditing and Logging Standard Policy

The purpose of this auditing and logging standard is to ensure that all company systems are auditable and that proper pr...
Subscriber Content
Mon, Feb 8, 2021
Articles

Countdown to CCPA: The 5 Most-Asked Questions

In this article, Protiviti’s Joel Wuesthoff and Pam Kamath answer the most frequently asked questions during a webinar o...
Subscriber Content
Mon, Jan 11, 2021
Articles

Assessing Risk in Dynamic Times: Challenge Brings Opportunity to Internal Audit

This article summarizes what businesses and auditors need to plan for right now, as well as ‘‘next’’ and ‘‘eventually.’’
Subscriber Content
Mon, Dec 21, 2020
Checklists & Questionnaires

Evaluation of Control Deficiencies Questionnaire

This sample questionnaire can be used by auditors to efficiently assess and classify an organization’s control deficienc...
Subscriber Content
Mon, Dec 14, 2020
Articles

SOX 404 Disclosures: A Sixteen-Year Review

Audit Analytics examines the trends in Section 404 disclosures over a sixteen-year period, considering both auditor atte...
Subscriber Content
Mon, Dec 7, 2020
Articles

Rise of the SPACs: Understanding the Risks and Rewards in This Vogue IPO Vehicle

This article explores the rising popularity of special purpose acquisition companies (SPACs) and shares how they can hel...
Subscriber Content
Mon, Dec 7, 2020
Checklists & Questionnaires

Compliance Efficiencies Questionnaire

This tool contains technology-based questions to consider for evaluating and improving an organization’s enterprise risk...
Subscriber Content
Mon, Nov 30, 2020
Policies & Procedures

HIPAA PHI Policy

This sample contains eight policies that outline procedures governing the handling of protected health information (PHI)...
Subscriber Content
Mon, Nov 30, 2020
Checklists & Questionnaires

Risk Management Executive Committee Questionnaire

This tool contains questions to consider for improving an organization’s risk management capabilities by evaluating its ...
Subscriber Content
Mon, Nov 16, 2020
Checklists & Questionnaires

Identity Management Tool Questionnaire

The questions provided in this tool can help organizations manage their security and privacy concerns specific to identi...
Subscriber Content
Mon, Nov 9, 2020
Checklists & Questionnaires

Risk Control Specialists Questionnaire

This tool integrates risk control specialist questions to consider for measuring and improving an organization’s Sarbane...
Subscriber Content
Mon, Nov 2, 2020