The following 479 items are listed by Content Data.
Performer Profiles
Unum Group: Pivoting to Respond to Change While Positioning for the Future
In this profile, Unum Senior Vice President of Internal Audit Miles Archer explains how his team has navigated pandemic-...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Compliance and Reporting Strategy Questionnaire
This tool outlines questions to consider when preparing an organization’s Sarbanes-Oxley (SOX) compliance and reporting ...
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Articles
Preparing for a Dynamic Post-Pandemic Fraud Landscape
The five strategies described in this article can help organizations strengthen their fraud prevention practices and avo...
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Articles
CFPB Ready for Heightened Enforcement
How finance firms can prepare for the CFPB’s forthcoming supervisory activities throughout 2021 and beyond.
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Charters
Quality Assurance Function Charter
Boost your organization's success with the guidelines and responsibilities included in our quality assurance programs.
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Benchmarking Tools
Privacy Program Leading Practices
This tool features several leading practices to consider when establishing a privacy program.
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Checklists & Questionnaires
Tax Compliance Process Internal Control Questionnaire
This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.
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Articles
Seven Key Factors to a Successful PMO Transformation
Protiviti’s Joe Breithaupt and James Eick discuss the drivers behind PMO evolution and identify what factors a PMO must ...
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Articles
Hard Times Bring Out the Best in People — Well, Not Always
In this article, Protiviti Senior Managing Director Carol Beaumier explains how lenders can proactively identify potenti...
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Articles
Setting the 2021 Audit Committee Agenda: Your Questions Answered
Protiviti’s Chris Wright and Brian Christensen address some of the questions asked by attendees of a recent webinar on t...
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Articles
A Farewell to Paul Sarbanes
Protiviti Managing Director Jim DeLoach honors Paul Sarbanes and highlights his efforts to protect investors and create ...
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Articles
Q1 2021 IPOs: Auditor Market Share and Stats
Audit Analytics examines the unprecedented rise in initial public offerings in U.S. markets between January 1, 2021, and...
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