Document Retention

The following 115 items are listed by Content Data.

Policies & Procedures

Accounts Payable Document Preparation Policy

This sample policy defines guidelines and procedures organizations should follow when preparing accounts payable documen...
Subscriber Content
Mon, Mar 22, 2021
Guides

Performance Measures Guide

This document contains two sample guides that offer organizations a systematic approach to developing, implementing and ...
Subscriber Content
Mon, Jan 18, 2021
Policies & Procedures

Capital Assets Policy

Streamline your capital asset management and enhance operational efficiency with our guidelines for acquisition, depreci...
Subscriber Content
Mon, Nov 2, 2020
Blog

How to Monitor Transaction Governance for Anti-Money Laundering

Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...
Tue, Mar 17, 2020
Blog

How to Keep Your Organization’s Policies Up to Date

Defined policies and procedures play an integral role in efficient and effective company operations. They a...
Wed, Jan 15, 2020
Audit Reports

Education Grant Compliance Review Report

This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of ...
Subscriber Content
Mon, Sep 30, 2019
Audit Reports

Record Retention Process Review Audit Report

This sample report reviews an organization’s record retention process and identifies associated risks.
Subscriber Content
Mon, Jul 29, 2019
Methodologies & Models

Fixed Asset Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s fixed asset management process a...
Subscriber Content
Mon, May 27, 2019
Protiviti Booklets

FAQ: Understanding the General Data Protection Regulation

Organizations have many questions about the General Data Protection Regulation (GDPR), and in response, Protiviti has de...
Subscriber Content
Mon, May 13, 2019
Blog

Exploring the Big Picture of IT Risk Assessment

Most, if not all, business transactions executed today touch the information technology (IT) environment at...
Fri, Mar 29, 2019
Blog

What is IT Audit?

It is common to find organizations investing more and more resources – money, time, staff, etc. – thes...
Tue, Nov 20, 2018
Memos

Compliance and Regulation Management Review Memo

This tool outlines the steps for the review of policies, procedures and internal controls within a company’s compliance ...
Subscriber Content
Mon, Aug 27, 2018