The following 113 items are listed by Content Data.
Guides
Performance Measures Guide
This document contains two sample guides that offer organizations a systematic approach to developing, implementing and ...
Subscriber Content
Blog
How to Monitor Transaction Governance for Anti-Money Laundering
Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...
Blog
How to Keep Your Organization’s Policies Up to Date
Defined policies and procedures play an integral role in efficient and effective company operations. They a...
Audit Reports
Education Grant Compliance Review Report
This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of ...
Subscriber Content
Audit Reports
Record Retention Process Review Audit Report
This sample report reviews an organization’s record retention process and identifies associated risks.
Subscriber Content
Methodologies & Models
Fixed Asset Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s fixed asset management process a...
Subscriber Content
Protiviti Booklets
FAQ: Understanding the General Data Protection Regulation
Organizations have many questions about the General Data Protection Regulation (GDPR), and in response, Protiviti has de...
Subscriber Content
Blog
Exploring the Big Picture of IT Risk Assessment
Most, if not all, business transactions executed today touch the information technology (IT) environment at...
Blog
What Is IT Audit?
It is common to find organizations investing more and more resources – money, time, staff, etc. – thes...
Memos
Compliance and Regulation Management Review Memo
This tool outlines the steps for the review of policies, procedures and internal controls within a company’s compliance ...
Subscriber Content
Blog
Guide to Records Management
Technology has greatly expanded the methods of creating, editing, maintaining, transmitting and retrieving ...
Checklists & Questionnaires
Record Retention Questionnaire
Unlock the benefits of a clear document retention policy to enhance your organization’s compliance and streamline your r...
Subscriber Content