The following 122 items are listed by Content Data.
Policies & Procedures
Data Backup and Retention Policy
This tool contains three sample policies that highlight guidelines and procedures common to recognizing and retaining da...
Subscriber Content
Articles
CFPB Ready for Heightened Enforcement
How finance firms can prepare for the CFPB’s forthcoming supervisory activities throughout 2021 and beyond.
Subscriber Content
Articles
Credit Balances and Government Overpayments
In this article, we provide guidance on the Centers for Medicare and Medicaid Services’ Final Rule governing the investi...
Subscriber Content
Articles
Hard Times Bring Out the Best in People — Well, Not Always
In this article, Protiviti Senior Managing Director Carol Beaumier explains how lenders can proactively identify potenti...
Subscriber Content
Benchmarking Tools
External Financial Information Key Performance Indicators (KPIs)
This tool focuses on the key objectives for providing external financial information, the outcome measures associated wi...
Subscriber Content
Benchmarking Tools
Records Management Risk Key Performance Indicators (KPIs)
This tool contains key performance indicators and questions an organization can use to evaluate its record management pr...
Subscriber Content
Benchmarking Tools
Manage Government Relations Key Performance Indicators (KPIs)
This document includes leading practices and questions organizations can use to effectively manage government relations.
Subscriber Content
Benchmarking Tools
Compliance Risk Key Performance Indicators (KPIs)
This tool features key performance indicators and questions organizations should consider when measuring compliance for ...
Subscriber Content
Policies & Procedures
Accounts Payable Document Preparation Policy
This sample policy defines guidelines and procedures organizations should follow when preparing accounts payable documen...
Subscriber Content
Guides
Performance Measures Guide
This document contains two sample guides that offer organizations a systematic approach to developing, implementing and ...
Subscriber Content
Blog
How to Monitor Transaction Governance for Anti-Money Laundering
Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...
Blog
How to Keep Your Organization’s Policies Up to Date
Defined policies and procedures play an integral role in efficient and effective company operations. They a...