Entity-Level Control

The following 39 items are listed by Content Data.
Audit Programs

Monitoring Entity-Level Controls Audit Work Program

This document provides three sample work programs focused on monitoring and auditing entity-level controls.
Mon, Jun 12, 2023
Guides

Risk Assessment Guide

This tool contains four guides that can be used by auditors to understand and improve their risk assessment process.
Subscriber Content
Mon, Mar 13, 2023
Audit Programs

Entity-Level Controls Audit Work Program

This tool includes two sample audit programs that provide steps organizations can take to perform an entity-level contro...
Subscriber Content
Mon, Jul 25, 2022
Audit Reports

Entity-Level Controls Assessment Report

This document contains two sample audit reports that can be used to document management’s assessment of internal control...
Subscriber Content
Mon, Nov 16, 2020
Checklists & Questionnaires

Control Rationalization and Cost-Effectiveness Questionnaire

This tool highlights questions to consider when implementing and measuring an organization’s cost-effectiveness and cont...
Subscriber Content
Mon, Jun 8, 2020
Methodologies & Models

Business Self-Assessment Methodology

This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
Subscriber Content
Mon, Dec 9, 2019
Checklists & Questionnaires

Entity-Level Controls Fraud Questionnaire

This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
Subscriber Content
Mon, Aug 5, 2019
Checklists & Questionnaires

Entity-Level Control Environment Questionnaire

This questionnaire template provides a number of COSO elements and the related control objectives for entity-level contr...
Subscriber Content
Mon, Jun 17, 2019
Checklists & Questionnaires

Entity-Level Controls Information and Communication Questionnaire

This questionnaire template provides a number of COSO elements and their related control objectives for entity-level con...
Subscriber Content
Mon, May 27, 2019
Checklists & Questionnaires

Entity-Level Controls Monitoring Questionnaire

Monitoring is a process that assesses the quality of the entity's internal control performance over time. This template ...
Subscriber Content
Mon, May 13, 2019
Checklists & Questionnaires

Sarbanes-Oxley Sustainable Compliance Questionnaire

This questionnaire addresses how organizations can make Sarbanes-Oxley compliance sustainable while improving business p...
Subscriber Content
Mon, Jan 21, 2019
Memos

SOX IT Testing Planning Memo

This memo captures details for SOX IT testing, including objectives, project scope, transaction types, key risks, coordi...
Subscriber Content
Mon, Aug 13, 2018