Mon, Nov 20, 2023
ByProtiviti KnowledgeLeader

Download these entity-level control tools and publications and keep them handy to assist with your audit projects.

1. Internal Controls Sustainability Training Guide

This document can be used as a general guide for sustaining and evolving a company’s internal control initiative in a cost-effective manner.

2. Monitoring Entity-Level Controls Audit Work Program

In this document, we provide three sample work programs for monitoring entity-level controls.

3. Risk Assessment Guide

This tool contains four guides that can be used by auditors to understand and improve their risk assessment process.

4. Entity-Level Controls Audit Work Program

This tool includes two sample audit programs that provide steps organizations can take to perform an entity-level controls audit.

5. Entity-Level Controls Assessment Report

This document contains two sample audit reports that can be used to document management’s assessment of internal controls over each of the five components at the entity level.

Browse our Entity-Level Control topic page to see all of the entity-level control tools and publications we have published.