Mon, Jul 3, 2023

Download the top 10 most frequently accessed tools and publications on KnowledgeLeader in the second quarter of 2023.

1. Entity-Level Controls: The Importance of Setting the Tone 

This blog post explains the importance of entity-level controls and explores the COSO Framework.

2. Enterprise Risk Management Questionnaire

This risk assessment questionnaire can be used when analyzing an organization’s ERM strategy.

3. Management Response to Internal Audit Reports Memo

This memo outlines specifics to consider when drafting management responses to audit observations.

4. Audit Planning Memo

This tool provides three sample planning memos, which serve as a report of an internal audit function’s high-level assessment of the company’s audit planning process.

5. Process Documentation Narrative and Flow Chart Guide

This guide outlines documentation techniques to develop an adequate understanding of any processing environment.

6. Project Management Office (PMO) Questionnaire

This tool provides questions to consider when evaluating an organization’s project management office (PMO) functionality and processes.

7. Sarbanes-Oxley Roles and Responsibilities Guide

This sample guide can be used to understand the roles and responsibilities of team members involved in Sarbanes-Oxley (SOX) compliance assessment.

8. Organizational Risk Assessment — Performed the Right Way

This blog post defines risk assessment and explains important risk assessment steps.

9. Physical Inventory Count Memo

This sample memo provides physical inventory instructions that a company can use to compare counted quantities to on-hand quantities in order to identify discrepancies.

10. Internal Audit Department Key Performance Indicators (KPIs)

This tool includes three sample documents that provide guidance internal audit and management can use to evaluate their performance measurements.