Financial Services Industry

The following 155 items are listed by Content Data.
Articles

AIR's Jo Ann Barefoot on AI, Automation and the Future of Financial Regulation

AIR CEO Jo Ann Barefoot and Protiviti’s Joe Kornik discuss AIR, digitization, AI and the future of regtech.
Mon, Jul 22, 2024
Articles

Value Chain Mapping for Risk Transformation in Australia’s New Regulatory Environment

In the first of a two-part series on achieving business and risk transformation, leaders from our Australia practice pro...
Mon, Jul 8, 2024
Articles

Blockchain Coinvestors CEO: If U.S. Government Won’t Lead on Innovation, Get Out of the Way

Protiviti experts discuss the dichotomy between regulation and innovation in government as it relates to fintech.
Mon, Jul 1, 2024
Articles

DORA Compliance: Untangling Key Hurdles to Implementation

How firms can respond to and apply Digital Operational Resilience Act requirements by the implementation date.
Mon, Jun 17, 2024
Benchmarking Reports

SIFMA’s Quantum Dawn VII After-Action Report

The latest iteration of the biannual cybersecurity exercise, Quantum Dawn, focused on the outage of a critical third-par...
Mon, Jun 3, 2024
Articles

Cybersecurity Expert: The U.S. Is Facing Big Challenges

Expert analysis on U.S. readiness when it comes to cyber warfare with our adversaries.
Mon, May 20, 2024
Guides

Decision Support Guide

Define your organization’s framework for making decisions and establish the capability to provide decision-support servi...
Mon, May 13, 2024
Articles

Sanctions Risk Assessment: A Key Risk Management Tool

How organizations can stay ahead of regulatory expectations and enhance financial compliance with robust sanctions risk ...
Mon, May 13, 2024
Policies & Procedures

Financial Statement Preparation Policy

The two sample policies included in this tool outline procedures to ensure content quality when creating financial state...
Mon, May 6, 2024
Audit Programs

Investment Management Firm Audit Work Program

The purpose of this work program is to provide the general steps used to perform an audit at an investment management fi...
Mon, May 6, 2024
Articles

From Cash to Credit to Crypto, Exploring How We Think About Money

Explore how cashless payments, crypto and digital banking will change how we think about money in this VISION by Protivi...
Mon, Mar 25, 2024
Articles

Cornell Professor of Trade Policy: Digital Revolution Will Transform Currencies — and the World

Cornell Professor Eswar Prasad sat down with Protiviti’s Joe Kornik to discuss the digital revolution and the future of ...
Mon, Mar 18, 2024