Financial Services Industry

Read this conversation between Protiviti’s Joe Kornik and Absa Group Chair Wendy Lucas-Bull about the future of workers,...

This policy provides standard procedures to reconcile cash accounts at a bank.

Audit Analytics examines the notable upsurge of going concerns in the finance industry.

In this tool, we’ve compiled a guide that outlines the key recommendations and processes related to an organization’s st...

This sample policy establishes guidelines for a company’s activities related to opening, closing and maintaining financi...

Detlef Thomann, head of group audit at Commerzbank, describes his team’s continuous auditing approach to constantly asse...

This guide is designed to help auditors respond to organizational risks more timely and provide insights to management t...

This sample policy is designed to help organizations recognize revenue on sales transactions in a timely manner.

The two sample policies included in this tool outline procedures to ensure content quality when creating financial state...

Standard Chartered Managing Director and Group Head of Audit Micky Bhansali explains how his team has progressed in its ...

This tool contains two work program samples that highlight general steps an organization should follow with respect to e...

This report outlines the top risks PE-owned firms need to know moving forward, based on the results of Protiviti’s Execu...