Financial Services Industry

The following 119 items are listed by Content Data.
Articles

Chair of Absa Group: For Workers, Offices and Operations, Flexibility Is Key to Future Success

Read this conversation between Protiviti’s Joe Kornik and Absa Group Chair Wendy Lucas-Bull about the future of workers,...
Mon, Feb 20, 2023
Policies & Procedures

Cash Account Reconciliations Policy

This policy provides standard procedures to reconcile cash accounts at a bank.
Mon, Feb 13, 2023
Articles

Finance Industry Going Concerns Trends

Audit Analytics examines the notable upsurge of going concerns in the finance industry.
Mon, Jan 30, 2023
Guides

Strategy Assessment Guide

In this tool, we’ve compiled a guide that outlines the key recommendations and processes related to an organization’s st...
Mon, Jan 30, 2023
Policies & Procedures

Banking/Financial Institution Account Policy

This sample policy establishes guidelines for a company’s activities related to opening, closing and maintaining financi...
Tue, Jan 3, 2023
Performer Profiles

Commerzbank AG: Investing in Agility and Creating “Digilog”

Detlef Thomann, head of group audit at Commerzbank, describes his team’s continuous auditing approach to constantly asse...
Mon, Dec 12, 2022
Guides

Risk-Based Auditing Guide

This guide is designed to help auditors respond to organizational risks more timely and provide insights to management t...
Mon, Dec 5, 2022
Policies & Procedures

Revenue Recognition Policy

This sample policy is designed to help organizations recognize revenue on sales transactions in a timely manner.
Subscriber Content
Mon, Sep 12, 2022
Policies & Procedures

Financial Statement Preparation Policy

The two sample policies included in this tool outline procedures to ensure content quality when creating financial state...
Subscriber Content
Mon, Sep 5, 2022
Performer Profiles

Standard Chartered: Creating an Organization That Is “Resilient by Design”

Standard Chartered Managing Director and Group Head of Audit Micky Bhansali explains how his team has progressed in its ...
Subscriber Content
Mon, Aug 22, 2022
Audit Programs

Consumer Credit Lending Audit Work Program

This tool contains two work program samples that highlight general steps an organization should follow with respect to e...
Subscriber Content
Mon, May 30, 2022
Benchmarking Reports

Executive Perspectives on Top Risks in 2021 and 2030: Private-Equity Owned Company Results

This report outlines the top risks PE-owned firms need to know moving forward, based on the results of Protiviti’s Execu...
Subscriber Content
Mon, May 23, 2022