The following 135 items are listed by Content Data.
Performer Profiles
Carlyle: Building Relevance From the Start — and Taking It on the Road
Carlyle Global Chief Audit Executive Daniel Mutzig describes how his team aims to increase its relevance and be seen as ...
Articles
Navigating Sanctions Compliance Through the Transition to ISO 20022
The International Organization for Standardization’s new global messaging standard will be a significant boon for the op...
Policies & Procedures
Banking/Financial Institution Account Policy
The purpose of this policy is to ensure that the company’s cash, investments and other assets are adequately controlled ...
Audit Programs
Bank Branch Internal Audit Work Program
This comprehensive tool includes 13 sample work programs that can be used to audit bank branch processes, including nigh...
Regulatory Updates
U.S. Banking Regulators Finalize (Finally) Revised Third-Party Risk Management Guidance
Learn about the finalized and revised third-party risk management guidance by U.S. banking regulators, ensuring robust r...
Articles
What Do the Silicon Valley Bank and Signature Bank Failures Mean for Bank Supervision?
Boards and management of mid-sized and regional banks need to be prepared for increased scrutiny of the risk implication...
Articles
Tech CFOs Discuss Banking Market Disruption and People Problems
CFOs in the technology sector met to discuss leading industry practices, trends and other topics of mutual interest in a...
Articles
2021 Auditor Market Share of Insurance Companies
Audit Analytics looks at the audit firm market share of insurance companies broken down by different business lines.
Performer Profiles
SoFi: Leveraging Technology to Drive the Audit of the Future
SoFi Chief Audit Executive Eduardo Ramos highlights his team’s progress toward its goal of using data-driven audits.
Subscriber Content
Articles
Chair of Absa Group: For Workers, Offices and Operations, Flexibility Is Key to Future Success
Read this conversation between Protiviti’s Joe Kornik and Absa Group Chair Wendy Lucas-Bull about the future of workers,...
Subscriber Content
Policies & Procedures
Cash Account Reconciliations Policy
This policy provides standard procedures to reconcile cash accounts at a bank.
Subscriber Content
Articles
Finance Industry Going Concerns Trends
Audit Analytics examines the notable upsurge of going concerns in the finance industry.
Subscriber Content