Financial Services Industry

Carlyle Global Chief Audit Executive Daniel Mutzig describes how his team aims to increase its relevance and be seen as ...

The International Organization for Standardization’s new global messaging standard will be a significant boon for the op...

The purpose of this policy is to ensure that the company’s cash, investments and other assets are adequately controlled ...

This comprehensive tool includes 13 sample work programs that can be used to audit bank branch processes, including nigh...

Learn about the finalized and revised third-party risk management guidance by U.S. banking regulators, ensuring robust r...

Boards and management of mid-sized and regional banks need to be prepared for increased scrutiny of the risk implication...

CFOs in the technology sector met to discuss leading industry practices, trends and other topics of mutual interest in a...

Audit Analytics looks at the audit firm market share of insurance companies broken down by different business lines.

SoFi Chief Audit Executive Eduardo Ramos highlights his team’s progress toward its goal of using data-driven audits.

Read this conversation between Protiviti’s Joe Kornik and Absa Group Chair Wendy Lucas-Bull about the future of workers,...

This policy provides standard procedures to reconcile cash accounts at a bank.

Audit Analytics examines the notable upsurge of going concerns in the finance industry.