Governance Risk & Compliance

The following 104 items are listed by Content Data.
Checklists & Questionnaires

Internal Audit Department: Quality Assurance Review Customer Interview Questions

The questions included in this document can be used to perform a quality assurance review (QAR) of an internal audit dep...
Subscriber Content
Mon, May 28, 2018
Newsletters

The Relevance of Sustainability Performance to Board Risk Oversight

The pursuit of aggressive environmental, economic and social sustainability goals presents both opportunity and risk. Th...
Subscriber Content
Mon, May 28, 2018
Checklists & Questionnaires

Information Security Risk Assessment Questionnaire

This IT risk assessment questionnaire is designed to assist with reviewing and documenting the risk profile of your orga...
Subscriber Content
Mon, Dec 18, 2017
Newsletters

Time to Take a Fresh Look at ERM

This article discusses key questions organizations should ask themselves when implementing ERM, outlines critical aspect...
Subscriber Content
Mon, Oct 9, 2017
Checklists & Questionnaires

IT Risk Assessment Questionnaire

This tool includes risk assessment questions for both IT management and executive IT management.
Subscriber Content
Mon, Sep 4, 2017
Methodologies & Models

Protiviti Risk Model

The Protiviti Risk Model is a comprehensive organizing framework for defining and understanding potential business risks...
Subscriber Content
Mon, Jul 31, 2017
Methodologies & Models

Process Classification Scheme (PCS)

The Process Classification Scheme (PCS) is a framework used by Protiviti that can be utilized to organize information ab...
Subscriber Content
Mon, May 29, 2017
Benchmarking Tools

External Access Risk Key Performance Indicators (KPIs)

This tool outlines the business risks associated with inappropriate access to systems, data or information and suggests ...
Subscriber Content
Mon, May 22, 2017
Newsletters

Positioning Independent Risk Management to Succeed

This issue of Board Perspectives discusses six factors for positioning the CRO (and independent risk management) to succ...
Subscriber Content
Mon, Nov 28, 2016
Newsletters

Ten Principles for Risk Oversight Revisited

While risk oversight has always been an important part of the board’s agenda, the disruptive financial crisis taught eve...
Subscriber Content
Mon, Jan 11, 2016
Process Flows

P-Card Design Process Flow

This process flow focuses on the procedures associated with the use, maintenance and changes related to p-cards.
Subscriber Content
Mon, Aug 3, 2015
Policies & Procedures

Creating or Revising Financial Policies

The following sample outlines a set of policies and procedures for creating or revising corporate financial policy state...
Subscriber Content
Mon, Aug 1, 2011