The following 586 items are listed by Content Data.
Policies & Procedures
Customer Master File Maintenance Policy
The purpose of this policy is to establish the guidelines for setting up new customers and modifying existing customer i...
Subscriber Content
Articles
What Do the Silicon Valley Bank and Signature Bank Failures Mean for Bank Supervision?
Boards and management of mid-sized and regional banks need to be prepared for increased scrutiny of the risk implication...
Subscriber Content
Policies & Procedures
IT Governance Policy
Use the established requirements in this policy to oversee information technology resources, achieve company business ob...
Subscriber Content
Blog
KnowledgeLeader Tool Pack: Agile CPE Courses
As businesses focus on digital transformation for speed and service, they tend to put more emphasis on indi...
Guides
Continuous Monitoring and Auditing Guide: Critical Success Factors and Common Pitfalls
This document can be used as a guide to understanding and measuring the essential elements of an organization’s continuo...
Subscriber Content
Articles
2021 Auditor Market Share of Insurance Companies
Audit Analytics looks at the audit firm market share of insurance companies broken down by different business lines.
Subscriber Content
Policies & Procedures
Corporate Governance Policy: Relationship With Internal Auditors
This sample policy establishes reporting relationships for the internal auditors of a company.
Subscriber Content
Policies & Procedures
Control Self-Assessment Policy
The purpose of this policy is to assist control owners, process owners and internal audit with implementing and executin...
Subscriber Content
Blog
Internal Audit Administration: Get a Tune-Up
Internal audit administration can help organizations better understand and manage risks, make better decisi...
Guides
Assessing Risks and Internal Controls Guide
This tool can be used as a general guide for process owners assessing risks and managing internal controls.
Subscriber Content
Guides
Forecasting in Lean Times Guide
In this tool, we provide an outline that can be used to help ensure accurate and efficient forecasting in lean times.
Subscriber Content
Blog
How to Transition to Continuous Auditing
If auditing critical business processes is a good thing, more auditing must be a better thing. That, at lea...