Internal Audit

The following 644 items are listed by Content Data.

Blog

Second Line of Defense: What Needs to Be Present

What is the Second Line of Defense?Essential to effective risk management, the lines-of-defense model is im...
Thu, May 2, 2019
Newsletters

Sustainability Reporting: Why Boards Should Care

This issue of Board Perspectives: Risk Oversight discusses 10 key sustainability reporting factors for interested compan...
Subscriber Content
Mon, Apr 22, 2019
Checklists & Questionnaires

Site Audit Questionnaire

This questionnaire includes an extensive — but not exhaustive — list of questions typically used to drill down to the fa...
Subscriber Content
Mon, Apr 22, 2019
Checklists & Questionnaires

Employee Expense Reimbursement Process Review Checklist

This tool addresses items to consider when reviewing an organization’s employee expense reimbursement process.
Subscriber Content
Mon, Apr 22, 2019
Checklists & Questionnaires

Business Ethics Questionnaire

This questionnaire is designed to help risk management professionals determine how well their companies are addressing b...
Subscriber Content
Mon, Apr 15, 2019
Audit Reports

Foreign Subsidiary Review Audit Report

This sample report documents an internal audit review of several aspects of a foreign subsidiary, including revenue and ...
Subscriber Content
Mon, Apr 15, 2019
Newsletters

Making Management Risk Committees Effective

This issue of Board Perspectives: Risk Oversight provides six suggestions for forming and operating management risk comm...
Subscriber Content
Mon, Mar 25, 2019
Requests for Proposals - RFPs

Request for Proposal: Assess Internal Audit Coverage of Banking Subsidiaries

This request for proposal is designed for organizations seeking service providers to evaluate their internal audit appro...
Subscriber Content
Mon, Mar 18, 2019
Requests for Proposals - RFPs

Request for Proposal: Financial Institution Quality Assessment Review

This sample request for proposal (RFP) is designed for a financial institution seeking a service provider to conduct an ...
Subscriber Content
Mon, Feb 25, 2019
Checklists & Questionnaires

Process Control Questionnaire: Managing Patient Financial Services

This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an underst...
Subscriber Content
Tue, Feb 19, 2019
Requests for Proposals - RFPs

Request for Proposal: Internal Audit Services and Sarbanes-Oxley Regulatory Compliance

This sample request for proposal for co-sourcing internal audit and Sarbanes-Oxley compliance services provides a variet...
Subscriber Content
Mon, Feb 11, 2019
Audit Reports

Import Compliance Audit Report

This audit report sample assesses an organization’s adherence to its established import procedures and compliance with t...
Subscriber Content
Mon, Feb 11, 2019