The following 573 items are listed by Content Data.
Checklists & Questionnaires
Entity-Level Controls Information and Communication Questionnaire
This questionnaire template provides a number of COSO elements and their related control objectives for entity-level con...
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Checklists & Questionnaires
Entity-Level Controls Risk Assessment Questionnaire
The objective of this questionnaire is to assess a number of COSO elements and the related objectives for entity-level c...
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Articles
From Spreadsheet-Driven Madness to Reporting That Excels
This article describes some of the hazards that are inherent to spreadsheets and spreadsheet reporting and offers guidan...
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Checklists & Questionnaires
Sarbanes-Oxley Section 302 Diagnostic Survey
This tool helps an organization assess how well it complies with various Sarbanes-Oxley Section 302 activities.
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Audit Reports
Sarbanes-Oxley Year-End Audit Committee Report
This sample report to the audit committee focuses on the progress of an organization's Sarbanes-Oxley Section 404 progra...
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Checklists & Questionnaires
Business Ethics Questionnaire
This questionnaire is designed to help risk management professionals determine how well their companies are addressing b...
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Checklists & Questionnaires
Process Integration Checklist
This checklist can be used to facilitate the division of a merging company’s subsidiaries and to evaluate the divisions’...
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Audit Programs
Facilities Management Audit Work Program
The purpose of this audit work program is to provide the general steps used to perform a facilities management audit.
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Checklists & Questionnaires
Accounts Payable Internal Controls Questionnaire
Use this internal control questionnaire to perform a control self-assessment of your organization’s accounts payable ope...
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Checklists & Questionnaires
Recruitment Process Interview Questionnaire
This tool outlines questions to consider when developing process documentation for the recruitment process.
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Checklists & Questionnaires
Process Control Questionnaire: Managing Patient Financial Services
This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an underst...
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Checklists & Questionnaires
Month-End Walk-Through Questionnaire
This tool provides questions to consider when reviewing an organization's month-end close process and determining whethe...
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