Internal Controls

The following 557 items are listed by Content Data.

Guides

Sarbanes-Oxley 404 Compliance Project Testing and Documentation Standards Guide

Unlock the secrets to successful Sarbanes-Oxley testing procedures and effective internal control documentation.
Subscriber Content
Mon, Jun 5, 2023
Policies & Procedures

IT Project Management and SDLC Policy

The purpose of this policy is to establish requirements to consistently govern and manage IT projects, including acquisi...
Subscriber Content
Mon, Jun 5, 2023
Articles

Reviewing SEC Accounting and Auditing Enforcement Activities

Audit Analytics looks at financial reporting enforcement records dating back to October 1999 and covers Accounting and A...
Subscriber Content
Mon, May 29, 2023
Policies & Procedures

Data Center Operations and Problem Management Policy

The objective of this document is to provide policy and procedure guidance for conducting major activities in a company'...
Subscriber Content
Mon, May 22, 2023
Policies & Procedures

Accounting System Security Policy

This policy establishes the standards and procedures for accounting system security in compliance with management's obje...
Subscriber Content
Mon, May 15, 2023
Guides

Standardizing Documentation for Internal Controls Guide

Standardize your organization’s process for documenting internal controls effectively with our comprehensive guide.
Subscriber Content
Mon, May 15, 2023
Policies & Procedures

Corporate Image and Communication Standards Policy

The sample policy helps to ensure that all internal and external communication reflects a corporate image that is consis...
Subscriber Content
Mon, Apr 10, 2023
Articles

ISO 27001: 2022 – Key Changes and Approaches to Transition

A look at the changes and updates to the ISO 27001 standard published on October 25, 2022, and the approaches organizati...
Subscriber Content
Mon, Apr 3, 2023
Guides

Sarbanes-Oxley Section 404: Report Testing Methodology Guide

This presentation serves as a guide to train SOX project teams on testing reports that are used during the financial rep...
Subscriber Content
Mon, Apr 3, 2023
Blog

Safeguarding Sensitive Data: Proactive Measures Against Cyber Threats

Data Security and Internal ControlsIn today’s digital age, breaches in data security from cyberattacks have...
Thu, Mar 30, 2023
Policies & Procedures

Control Transition Policy

This policy establishes procedures to ensure the continued integrity of a company’s internal controls system.
Subscriber Content
Mon, Mar 27, 2023
Policies & Procedures

Control Self-Assessment Policy

The purpose of this policy is to assist control owners, process owners and internal audit with implementing and executin...
Subscriber Content
Mon, Mar 27, 2023