The following 535 items are listed by Content Data.
Methodologies & Models
IT General Controls Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s IT general controls and to assis...
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Articles
SOX 404 Disclosures: An Eighteen-Year Review
Review SOX 404 compliance trends with insights from an 18‑year analysis of internal control disclosures and what they re...
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Methodologies & Models
Six Elements of Infrastructure for Public Company Readiness
This document includes the six elements of infrastructure focused on an organization’s public company readiness process.
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Methodologies & Models
Six Elements of Infrastructure for Stock Compensation Processes and Controls
This sample document includes the six elements of infrastructure for an organization's stock compensation process.
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Blog
Organizational Risk Assessment — Performed the Right Way
Risk Assessment DefinedWhat is risk assessment? Risk assessment is the identification and analysis of relev...
Blog
Internal Controls: Why You Need a Vigorous Policy
A Working Definition of Internal ControlsFor accounting, risk and audit, internal controls are a set o...
Audit Programs
Network Device Configuration Management Audit Work Program
This work program template highlights general steps an organization should follow with respect to effective network devi...
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Blog
COSO: Step Up Your ERM, Integrated and Internal Controls
What is COSO? COSO is a framework used by businesses to establish a set of internal controls for integratio...
Guides
Internal Audit Effectiveness Guide
This guide can be used by internal audit to measure and improve the company’s internal controls over financial reporting...
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Process Flows
New-Hire Process Flow
This process flow can be used as a general guide to understand and review the steps in an organization’s new-hire proces...
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Policies & Procedures
Firewall Administration Policy
This tool contains two policies that establish procedures and requirements to ensure the appropriate protection and cont...
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Checklists & Questionnaires
Control Deficiency Assessment Questionnaire
This questionnaire serves as a guide to determining the severity of deficiencies cited during the internal control testi...
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