Internal Controls

The following 557 items are listed by Content Data.

Blog

Organizational Risk Assessment — Performed the Right Way

Risk Assessment DefinedWhat is risk assessment? Risk assessment is the identification and analysis of relev...
Thu, Aug 18, 2022
Blog

Internal Controls: Why You Need a Vigorous Policy

A Working Definition of Internal ControlsFor accounting, risk and audit, internal controls are a set o...
Thu, Aug 11, 2022
Audit Programs

Network Device Configuration Management Audit Work Program

This work program template highlights general steps an organization should follow with respect to effective network devi...
Subscriber Content
Mon, Aug 8, 2022
Blog

COSO: Step Up Your ERM, Integrated and Internal Controls

What is COSO? COSO is a framework used by businesses to establish a set of internal controls for integratio...
Thu, Jul 28, 2022
Guides

Internal Audit Effectiveness Guide

This guide can be used by internal audit to measure and improve the company’s internal controls over financial reporting...
Subscriber Content
Mon, Jul 25, 2022
Process Flows

New-Hire Process Flow

This process flow can be used as a general guide to understand and review the steps in an organization’s new-hire proces...
Subscriber Content
Mon, Jul 18, 2022
Policies & Procedures

Firewall Administration Policy

This tool contains two policies that establish procedures and requirements to ensure the appropriate protection and cont...
Subscriber Content
Mon, Jul 4, 2022
Checklists & Questionnaires

Control Deficiency Assessment Questionnaire

This questionnaire serves as a guide to determining the severity of deficiencies cited during the internal control testi...
Subscriber Content
Mon, Jun 27, 2022
Policies & Procedures

Physical and Environmental Security Policy

This sample policy is designed to help organizations prevent unauthorized access, damage and interference to business pr...
Subscriber Content
Mon, Jun 6, 2022
Checklists & Questionnaires

IT Change Management Process Questionnaire

Use the questions included in this tool to ensure that all changes to IT resources and infrastructure configurations are...
Subscriber Content
Mon, Mar 21, 2022
Memos

Sarbanes-Oxley (SOX) Project Approach Memo

This tool contains two sample memos that serve as a report of an internal audit function’s high-level assessment of the ...
Subscriber Content
Mon, Mar 21, 2022
Checklists & Questionnaires

Tax Process Questionnaire

The two sample questionnaires in this document focus on an organization’s tax process, including corporate income taxes,...
Subscriber Content
Mon, Mar 7, 2022