The following 547 items are listed by Content Data.
Blog
COSO: Step Up Your ERM, Integrated and Internal Controls
What is COSO? COSO is a framework used by businesses to establish a set of internal controls for integratio...
Guides
Internal Audit Effectiveness Guide
This guide can be used by internal audit to measure and improve the company’s internal controls over financial reporting...
Subscriber Content
Process Flows
New-Hire Process Flow
This process flow can be used as a general guide to understand and review the steps in an organization’s new-hire proces...
Subscriber Content
Policies & Procedures
Firewall Administration Policy
This tool contains two policies that establish procedures and requirements to ensure the appropriate protection and cont...
Subscriber Content
Checklists & Questionnaires
Control Deficiency Assessment Questionnaire
This questionnaire serves as a guide to determining the severity of deficiencies cited during the internal control testi...
Subscriber Content
Checklists & Questionnaires
IT Change Management Process Questionnaire
Use the questions included in this tool to ensure that all changes to IT resources and infrastructure configurations are...
Subscriber Content
Memos
Sarbanes-Oxley (SOX) Project Approach Memo
This tool contains two sample memos that serve as a report of an internal audit function’s high-level assessment of the ...
Subscriber Content
Checklists & Questionnaires
Tax Process Questionnaire
The two sample questionnaires in this document focus on an organization’s tax process, including corporate income taxes,...
Subscriber Content
Risk & Control Matrices - RCMs
Manage Data Center Operations: Metadata Management RCM
This document outlines risks and controls common to metadata management in a risk control matrix (RCM) format.
Subscriber Content
Checklists & Questionnaires
Control Self-Assessment: Property Management Accounting Questionnaire
This sample provides points to consider during a preliminary control assessment for property management accounting funct...
Subscriber Content
Methodologies & Models
Change Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s change management process and to...
Subscriber Content
Methodologies & Models
Access Controls Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s access controls process and to a...
Subscriber Content