Internal Controls

The following 557 items are listed by Content Data.

Newsletters

Preparing the Organization for an Economic Downturn

In this issue of Board Perspectives, we discuss how to create a contingency plan that will (a) mitigate the financial im...
Subscriber Content
Mon, Sep 4, 2017
Checklists & Questionnaires

IT Risk Assessment Questionnaire

This tool includes risk assessment questions for both IT management and executive IT management.
Subscriber Content
Mon, Sep 4, 2017
Newsletters

The Future Auditor’s Advancement of the Audit Committee Relationship

In this issue of The Bulletin, Protiviti offers 20 tips on how the future auditor advances the relationship with the aud...
Subscriber Content
Mon, Aug 28, 2017
Internal Audit CPE Courses

Segregation of Duties Principles (KLplus CPE Course)

This course defines segregation of duties and identifies the purpose for establishing and monitoring segregation of duti...
Mon, Jul 31, 2017
Internal Audit CPE Courses

Internal Audit Follow-Up (KLplus CPE Course)

During this module, we will describe the follow-up process in internal auditing.
Mon, Jul 24, 2017
Blog

Electronic Discovery Risks, Challenges and Procedures

Electronic discovery (eDiscovery) refers to the process of searching, locating and securing electronic data...
Mon, Jul 17, 2017
Audit Reports

Entity-Level Risk Assessment Audit Report

This sample IT risk assessment audit report presents findings from an entity-level risk analysis review.
Subscriber Content
Mon, Jul 10, 2017
Checklists & Questionnaires

IT Due Diligence Questionnaire

This sample questionnaire evaluates IT management, personnel, contractors, networks, operating systems, applications, ch...
Subscriber Content
Mon, Jun 19, 2017
Blog

What Is Internal Audit’s Role in Cybersecurity?

Corporations are always thinking about how to protect assets. A few of the white-collar crimes compani...
Fri, Jun 9, 2017
Sarbanes-Oxley CPE Courses

Internal Control Over Financial Reporting: Understanding Section 404 of Sarbanes-Oxley (KLplus CPE Course)

This basic-level training provides an overview of Section 404 of the Sarbanes-Oxley Act of 2002.
Mon, Apr 10, 2017
Sarbanes-Oxley CPE Courses

Executive Certification: Understanding Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 (KLplus CPE Course)

This is a basic-level course that provides an overview of Sections 302 and 906 and describes disclosure controls procedu...
Mon, Apr 10, 2017
Internal Audit CPE Courses

Testing Control Design and Operating Effectiveness (KLplus CPE Course)

This basic-level course defines internal controls, how to test control designs and their operating effectiveness, how to...
Mon, Apr 10, 2017