The following 37 items are listed by Content Data.
Audit Programs
Banking: Payroll Department Audit Work Program
The purpose of this work program is to provide the general steps used to perform an audit of a bank’s payroll department...
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Policies & Procedures
Accounting for Goodwill Policy
The primary goal of this policy is to help document a company’s process and procedures for accounting for goodwill under...
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Process Flows
Close the Books Process Flow: Accounts Payable, Accounts Receivable, Payroll and Sales Tax
This sample process flow shows the close the books process organized by day-to-day activities.
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Process Flows
Sarbanes-Oxley Check Disbursement Process Flow
This sample process flow provides the tasks involved in the process of Sarbanes-Oxley (SOX) check disbursement, includin...
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Policies & Procedures
Order Management Process Audit Work Program
The purpose of this policy is to provide guidance for the period-end close cycles required to prepare financial statemen...
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Risk & Control Matrices - RCMs
General Ledger Accounting—Close the Books RCM
This document outlines risks and controls common to the “general ledger accounting—close the books” process in a risk co...
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Risk & Control Matrices - RCMs
Develop Budgets RCM
This document outlines risks and controls common to the "develop budgets" process in a risk control matrix (RCM) format.
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Audit Programs
Other Assets Audit Work Program
This sample audit program reviews the other assets account maintenance process and related accounting controls.
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Audit Programs
Journal Entries Audit Work Program
This audit work program reviews company procedures focused on creating, posting and retaining journal entries between op...
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Risk & Control Matrices - RCMs
Consolidation RCM
This document outlines risks and controls common to the consolidation process in a risk control matrix (RCM) format.
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Memos
Sarbanes-Oxley Spreadsheet Controls Memo
This is a sample email sent by the process owner to finance staff regarding the documentation of controls over spreadshe...
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Risk & Control Matrices - RCMs
Internal Financial and Management Information RCM
This document outlines risks and controls common to the internal financial and management information process.
Subscriber Content