Laws & Regulations

The following 319 items are listed by Content Data.
Policies & Procedures

Anti-Bribery Compliance Program Policy

This sample policy is designed to help organizations prevent the violation of national and international anti-bribery an...
Mon, Nov 28, 2022
Articles

Q3 2022 IPO Trends: Market Continues to Cool

Audit Analytics looks at the major decrease in the number and size of initial public offerings during the third quarter ...
Mon, Nov 28, 2022
Guides

Third-Party Contract Audit Guide

In this guide, we outline the risks and key recommendations associated with the contract management process.
Mon, Nov 28, 2022
Policies & Procedures

Conflict of Interest Policy

The procedures included in this policy will help you identify and properly address potential conflicts of interest withi...
Mon, Nov 28, 2022
Regulatory Updates

Biden Doubles Down at COP27

This Flash Report summarizes the key points from President Joe Biden’s speech at COP27 and reviews the implications, rea...
Mon, Nov 28, 2022
Regulatory Updates

Accounting Research Manager

The following accounting update summaries are provided courtesy of Accounting Research Manager, a subscription service t...
Mon, Nov 28, 2022
Methodologies & Models

Compliance Risk Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s compliance risk management proce...
Subscriber Content
Mon, Nov 28, 2022
Risk & Control Matrices - RCMs

Develop and Manage Human Resources RCM

This document outlines risks and controls common to human resources development and management in a risk control matrix ...
Subscriber Content
Mon, Nov 28, 2022
Articles

Who Audits Public Companies – Spain 2021

In this article, Audit Analytics examines Spain’s audit market of the top companies for fiscal year 2021.
Mon, Nov 14, 2022
Risk & Control Matrices - RCMs

Convert Resources Into Products: Make and Package Products RCM

This document outlines risks and controls common to making and packaging products during the resources converting proces...
Subscriber Content
Mon, Nov 14, 2022
Benchmarking Tools

Human Resources Risk Key Performance Indicators (KPIs)

The leading practices included in this tool can be applied to manage the online recruiting risks of an organization’s hu...
Mon, Nov 14, 2022
Methodologies & Models

Internal Audit Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s internal audit function and to a...
Subscriber Content
Mon, Nov 14, 2022