The following 123 items are listed by Content Data.
Policies & Procedures
Employee Stock Purchase Plan Policy
This sample policy can be used by auditors to understand and review the essential components of an organization’s employ...
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Process Flows
Payroll Process Flow
This process flow can be used as a general guide to understand and review the steps in an organization’s payroll process...
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Audit Reports
Site Review Audit Report
This document contains three sample reports that can be used by auditors to learn how other organizations facilitated a ...
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Policies & Procedures
HIPAA PHI Policy
This sample contains eight policies that outline procedures governing the handling of protected health information (PHI)...
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Audit Reports
Payroll Data Analytics Audit Report
This sample audit report can be used by auditors reviewing and validating an organization’s payroll and procurement data...
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Audit Reports
Payroll Review Audit Report
This sample report can be used by auditors to conduct and analyze an organization's payroll process audit.
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Policies & Procedures
Equity Award Valuation Policy
This sample policy provides an overview of procedures organizations should perform during the equity award valuation pro...
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Policies & Procedures
Equity Grant Policy
This sample policy provides an overview of procedures organizations should take during the equity grant process.
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Policies & Procedures
Compensation Expense Policy
This policy establishes guidelines and procedures for calculating compensation expenses for the employee stock purchase ...
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Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
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Risk & Control Matrices - RCMs
Manage Base and Variable Compensation: Equity Compensation Risk and Control Matrix (RCM)
This document outlines risks and controls common to the equity compensation aspect of the ‘‘manage base and variable com...
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Methodologies & Models
Staffing and Professional Services Risk Model
This staffing and professional services risk model focuses on risks that are inherent to the organization from the envir...
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