Process-Level Control

The following 94 items are listed by Content Data.
Policies & Procedures

IT Automated Controls Policy

Define your company’s internal control testing processes and the testing frequency of its automated controls.
Mon, Mar 18, 2024
Guides

Process and Activity-Level Controls Assessment Guide

This sample document can be used as a guide to assessing controls at the process or activity level.
Mon, Mar 18, 2024
Guides

Control Testing Responsibility Guide

This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
Mon, Feb 5, 2024
Policies & Procedures

Internal Control Policy

This policy outlines scope, responsibilities and procedures for establishing an internal control environment that meets ...
Mon, Jan 8, 2024
Guides

Process Overview Form Guide

This sample document provides instructions on using process overview forms and includes a blank template and a completed...
Subscriber Content
Mon, Nov 27, 2023
Guides

Process Documentation Narrative and Flow Chart Guide

Develop a deeper understanding of your organization’s processing environment with the insights in our process narrative ...
Subscriber Content
Mon, Nov 6, 2023
Guides

Facilitated Meetings Guide

This guide discusses ground rules, meeting purpose statements and techniques for building agreements. It also provides s...
Subscriber Content
Mon, Oct 30, 2023
Policies & Procedures

Hourly Payroll Policy

Use the general procedures included in this tool to provide some processing consistency when handling hourly payroll and...
Subscriber Content
Mon, Oct 30, 2023
Guides

Internal Controls Sustainability Training Guide

This sample guide focuses on building a sustainable internal control process.
Subscriber Content
Mon, Oct 2, 2023
Guides

Control Gap Remediation Methodology Training Guide

This guide provides Sarbanes-Oxley project teams with the steps they need to take to identify control gaps and implement...
Subscriber Content
Mon, Jul 10, 2023
Policies & Procedures

Domestic Intercompany Accounting Policy

This policy outlines procedures for recording accounting transactions that occur between two or more company locations.
Subscriber Content
Mon, Jun 26, 2023
Policies & Procedures

Finance End-User Computing Policy

This document contains three sample policies that provide guidelines and procedures for reviewing an organization’s fina...
Subscriber Content
Mon, Jun 26, 2023