Process-Level Control

This sample document provides instructions on using process overview forms and includes a blank template and a completed...

Use this guide to develop an adequate understanding of your organization’s processing environment.

This guide discusses ground rules, meeting purpose statements and techniques for building agreements. It also provides s...

Use the general procedures included in this tool to provide some processing consistency when handling hourly payroll and...

This sample guide focuses on building a sustainable internal control process.

This guide provides Sarbanes-Oxley project teams with the steps they need to take to identify control gaps and implement...

This policy outlines procedures for recording accounting transactions that occur between two or more company locations.

This document contains three sample policies that provide guidelines and procedures for reviewing an organization’s fina...

This policy establishes procedures to ensure the continued integrity of a company’s internal controls system.

This tool contains two sample programs that provide best-practice steps organizations can use to audit and enhance their...

This sample policy contains guidelines and procedures employees should follow when developing, maintaining and exercisin...

This sample provides an overview of internal controls and how they help with creating shareholder or stakeholder value.