Process flows define the steps an organization can take to implement processes. These customizable sample p...

What Does Fraud Mean? Fraud includes manipulating stock prices, covering up illegal acts and conductin...

Make more strategic business decisions and enhance your control environment with the questions included in this tool.

Use this guide to transition your organization’s SOX sustainability program from an ad-hoc process to a sustainable, cos...

Define your company’s internal control testing processes and the testing frequency of its automated controls.

This sample document can be used as a guide to assessing controls at the process or activity level.

This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.

This policy outlines scope, responsibilities and procedures for establishing an internal control environment that meets ...

ToolsThe following tools were published on KnowledgeLeader this week:Access Management PolicyThis tool...

This sample document provides instructions on using process overview forms and includes a blank template and a completed...

Document the understanding of a process, related controls, and key roles and responsibilities with process narratives an...

This guide discusses ground rules, meeting purpose statements and techniques for building agreements. It also provides s...