Process-Level Control

This sample policy contains guidelines and procedures employees should follow when developing, maintaining and exercisin...

This sample provides an overview of internal controls and how they help with creating shareholder or stakeholder value.

This sample questionnaire can be used by auditors to analyze and enhance the financial close process.

This capability maturity model can be used to measure the maturity of an organization’s legal spend management process a...

The two sample questionnaires in this document can be used to perform a control self-assessment of the accounts receivab...

This document outlines risks and controls common to metadata management in a risk control matrix (RCM) format.

This document outlines risks and controls common to reference and master data management in a risk control matrix (RCM) ...

This document outlines risks and controls common to managing security configurations during the security and privacy man...

This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...

This questionnaire can be used by organizations as a starting point for sourcing the root causes of problems or risks.

This sample questionnaire explains the benefits of using analytics tools to monitor and enhance process-level monitoring...

This document contains two sample policies that provide guidelines and procedures for reviewing an organization’s financ...