Process-Level Control

The following 79 items are listed by Content Data.

Blog

Do You Have Adequate Documentation for Your Business Processes?

Good process documentation doesn’t just describe how things work—it tells a story of an organization’s modu...
Fri, Oct 27, 2017
Checklists & Questionnaires

Internal Controls Structure Questionnaire

The purpose of this questionnaire is to help in the assessment of a company’s general controls and internal controls by ...
Subscriber Content
Mon, Mar 6, 2017
Process Flows

Acquisition Process Flow

This acquisition process flow focuses on identification and assessment of the target company, due diligence, finalizing ...
Subscriber Content
Mon, Nov 28, 2016
Risk & Control Matrices - RCMs

Manage Systems Development Lifecycle (SDLC) RCM

Use this risk control matrix to strengthen your organization’s SDLC controls for effective risk management.
Subscriber Content
Mon, Nov 28, 2016
Process Flows

Equity Stock Compensation Process Flow

This process flow focuses on stock awards, stock option exercises, employee stock purchase plans, and stock-based compen...
Subscriber Content
Mon, Oct 31, 2016
Process Flows

Impairment Process Flow

This process flow details the various steps involved in the impairment process, covering determination of reporting unit...
Subscriber Content
Mon, Oct 10, 2016
Process Flows

Forecasting and Budget-vs-Actual Analysis Process Flow

This process flow focuses on the development of the annual plan, development of the quarterly forecast, and the quarterl...
Subscriber Content
Mon, Oct 10, 2016
Process Flows

Inventory Process Flow

This process flow details the various steps involved within the manufacturing and inventory processes, including bill of...
Subscriber Content
Mon, Oct 3, 2016
Memos

Internal Control Audit Instructions Memo

Access critical insights in our internal control memo to strengthen your company's financial integrity and compliance.
Subscriber Content
Mon, Sep 26, 2016
Memos

Issue Identification Memo

This issue identification memo can be used to notify auditees of specific issues identified during an internal audit.
Subscriber Content
Mon, Sep 19, 2016
Process Flows

Property and Equipment Process Flow

This process flow details the various steps involved in managing property and equipment, including write-offs, disposals...
Subscriber Content
Mon, Sep 19, 2016
Process Flows

Revenue and Accounts Receivable Process Flow

This process flow details the steps involved in the processes within the revenue and accounts receivable function.
Subscriber Content
Mon, Sep 12, 2016