Risk Assessment

The following 699 items are listed by Content Data.

Checklists & Questionnaires

Assessment Questions for Audit Committees to Consider

This tool outlines questions for audit committees to consider during an organization’s self-assessment process.
Subscriber Content
Mon, Aug 19, 2024
Blog

Understanding Business Continuity Management

Understanding Business Continuity ManagementDisasters, natural or man-made, strike without warning and affe...
Mon, Aug 12, 2024
Guides

IT General Controls Guide

Use the automation and standardization best practices in this guide to enhance IT processes and improve compliance.
Subscriber Content
Mon, Aug 12, 2024
Audit Programs

Ethical Business Conduct Guidelines Audit Work Program

The purpose of this work program is to provide the general steps used to perform an audit of ethical business conduct gu...
Subscriber Content
Mon, Aug 12, 2024
Benchmarking Reports

Views on Board Governance — Where Directors and C-Suite Leaders Align and Diverge

The results of Protiviti’s inaugural Global Board Governance Survey reveal several important opportunities to improve bo...
Subscriber Content
Mon, Jul 29, 2024
Articles

Deliver Audit Effective Results Using Project Management Techniques

A look at four essential project management techniques for completing audits and advisory services projects more easily ...
Subscriber Content
Mon, Jul 22, 2024
Articles

AIR's Jo Ann Barefoot on AI, Automation and the Future of Financial Regulation

AIR CEO Jo Ann Barefoot and Protiviti’s Joe Kornik discuss AIR, digitization, AI and the future of regtech.
Subscriber Content
Mon, Jul 22, 2024
Audit Reports

Finance and Accounting Automation Assessment Report

Improve your finance and accounting department with the process and control opportunities in this audit report sample.
Subscriber Content
Mon, Jul 15, 2024
Articles

The SEC’s Crypto Conundrum: Approving Ethereum ETFs in a Web of Regulation

Audit Analytics looks at SEC concerns, historical rejections, and the ongoing battle between the SEC and Congress.
Subscriber Content
Mon, Jul 15, 2024
Articles

Crypto and the Travel Rule: What’s Going On?

How companies can navigate crypto Travel Rule compliance to understand its impact, the need for flexible solutions and a...
Subscriber Content
Mon, Jul 15, 2024
Guides

Sarbanes-Oxley Process Improvement Guide

Use this guide to transition your organization’s SOX sustainability program from an ad-hoc process to a sustainable, cos...
Subscriber Content
Mon, Jul 8, 2024
Blog

The COSO Framework: What It Is and How to Use It

COSO, or the Committee of Sponsoring Organizations of the Treadway Commission, is a committee composed of r...
Mon, Jul 1, 2024