Risk Assessment

The following 724 items are listed by Content Data.

Protiviti Booklets

Guide to Public Company Transformation

This guidance, now in its fourth edition, is designed to serve as a convenient and user-friendly resource that executive...
Subscriber Content
Mon, Sep 24, 2018
Audit Reports

Security Policy and Procedure Evaluation Report: Communications

This report records the result of a security policies and procedures evaluation. The sample illustrates communications s...
Subscriber Content
Mon, Sep 24, 2018
Checklists & Questionnaires

Internal Security Questionnaire

This tool provides questions for audit committees to consider when assessing internal security risks.
Subscriber Content
Mon, Sep 17, 2018
Checklists & Questionnaires

Control Design Effectiveness Review Checklist

Document reviewers' comments and responses and address financial reporting assertions with our Control Design Effectiven...
Subscriber Content
Mon, Aug 20, 2018
Newsletters

Sustainability: The What, Why and How

In this issue of The Bulletin, Protiviti discusses sustainability — what it is, why it’s important, and the obstacles to...
Subscriber Content
Mon, Aug 13, 2018
Newsletters

Oversight of Organizational Speed in the Digital Age

This issue explores 10 ideas on managing to the speed of business and its implications to board oversight.
Subscriber Content
Mon, Jul 2, 2018
Blog

Guide to Records Management

Technology has greatly expanded the methods of creating, editing, maintaining, transmitting and retrieving ...
Thu, Jun 28, 2018
Checklists & Questionnaires

Record Retention Questionnaire

Unlock the benefits of a clear document retention policy to enhance your organization’s compliance and streamline your r...
Subscriber Content
Mon, Jun 11, 2018
Protiviti Booklets

Internal Auditing Around the World: Volume 14

In Volume XIV of Protiviti’s Internal Auditing Around the World, we take a closer look at internal auditors’ challenges ...
Subscriber Content
Mon, Jun 4, 2018
Newsletters

The Relevance of Sustainability Performance to Board Risk Oversight

The pursuit of aggressive environmental, economic and social sustainability goals presents both opportunity and risk. Th...
Subscriber Content
Mon, May 28, 2018
Checklists & Questionnaires

Internal Audit Department: Quality Assurance Review Customer Interview Questions

The questions included in this document can be used to perform a quality assurance review (QAR) of an internal audit dep...
Subscriber Content
Mon, May 28, 2018
Risk & Control Matrices - RCMs

Managed Fixed Assets: Maintenance RCM

This document outlines risks and controls common to the asset acquisition component of the “maintenance” process in a ri...
Subscriber Content
Mon, May 21, 2018