Risk Assessment

The following 731 items are listed by Content Data.

Checklists & Questionnaires

General Threat Questionnaire

This sample checklist can be used for risk assessment to identify failure scenarios and the likelihood and severity of d...
Subscriber Content
Mon, Nov 19, 2018
Risk & Control Matrices - RCMs

Manage Tax Functions: Internal Tax Function RCM

This document outlines risks and controls common to the “internal tax function” aspect of the process in a risk control ...
Subscriber Content
Mon, Nov 19, 2018
Articles

Five Common Identity and Access Management Pitfalls

This paper discusses five common identity and access management (IAM) pitfalls organizations run into today: lack of an ...
Subscriber Content
Mon, Oct 29, 2018
Articles

Integration Prioritization Model for Identity Access Management

Protiviti recommends a simple identity access management (IAM) prioritization model based on risk, impact and friction. ...
Subscriber Content
Mon, Oct 29, 2018
Audit Reports

Entity-Level Fraud Risk Assessment Process Report

This sample fraud risk assessment report provides an overview of the process one company undertook to satisfy the requir...
Subscriber Content
Mon, Oct 22, 2018
Risk & Control Matrices - RCMs

Manage Fixed Assets: Disposals RCM

This document outlines risks and controls common to the “disposal risk” aspect of the fixed assets process in a risk con...
Subscriber Content
Mon, Oct 22, 2018
Checklists & Questionnaires

Working Capital Management Questionnaire

There are three fundamental building blocks of effective cash management: working capital optimization, cash flow foreca...
Subscriber Content
Mon, Oct 8, 2018
Protiviti Booklets

Guide to Public Company Transformation

This guidance, now in its fourth edition, is designed to serve as a convenient and user-friendly resource that executive...
Subscriber Content
Mon, Sep 24, 2018
Audit Reports

Security Policy and Procedure Evaluation Report: Communications

This report records the result of a security policies and procedures evaluation. The sample illustrates communications s...
Subscriber Content
Mon, Sep 24, 2018
Checklists & Questionnaires

Internal Security Questionnaire

This tool provides questions for audit committees to consider when assessing internal security risks.
Subscriber Content
Mon, Sep 17, 2018
Checklists & Questionnaires

Control Design Effectiveness Review Checklist

Document reviewers' comments and responses and address financial reporting assertions with our Control Design Effectiven...
Subscriber Content
Mon, Aug 20, 2018
Newsletters

Sustainability: The What, Why and How

In this issue of The Bulletin, Protiviti discusses sustainability — what it is, why it’s important, and the obstacles to...
Subscriber Content
Mon, Aug 13, 2018