Segregation of Duties and Logical Access Guide
This sample explains the concept of segregation of duties (SOD), including its types, importance, risks, and the role of internal audit/management/external audit.
Director of IT Job Description
This job description sample outlines the responsibilities, key selection criteria and general information for the role of the director of IT.
Cash Handling Policy
This document provides detailed procedures for various cash controls.
Delegation of Authority Policy
This tool contains two sample policies that outline standards and procedures related to assigning authority within an organization.
Application Audit Work Program
This tool includes three audit program samples that can be used by organizations to evaluate and improve business unit application controls.
Corporate Treasury Review Audit Work Program
The purpose of this work program is to provide examples outlining the steps used to perform an audit of corporate treasury.
Enterprise Resource Planning Security Audit Work Program
In this work program sample, we list general best-practice steps for the enterprise resource planning security process.
Systems and Data Audit Work Program
This sample work program can be used by auditors to identify and mitigate risks associated with an organization’s critical systems and software.
Time and Labor System Post-Implementation Audit Work Program
This work program sample can be used by organizations to measure the infrastructure for an implemented time and labor system or application.
Treasury Security Review Audit Work Program
In this work program sample, we provide general best-practice steps for the treasury security review audit process.