Executive Perspectives on Top Risks in 2019 - Key Issues Being Discussed in the Boardroom and C-Suite
This report contains extensive analysis of key insights on top risk concerns across several different dimensions, including a breakdown by industry, size of company and type of ownership structure.
Upcoming CPE Webinar: Executive Perspectives on Top Risks in 2019 - Register Now!
Join us on December 12th for a live discussion on the findings from the seventh annual Executive Perspectives on Top Risks Survey.
Methodologies & Models
Enterprise Security Capability Maturity Model (CMM)
This document contains detailed enterprise security definitions for each of the five capability maturity levels.
Physical Inventory Count Memo
This sample memo provides physical inventory instructions that a company can use to compare counted quantities to on-hand quantities in order to identify discrepancies.
Updated Audit Reports
Human Resources (HR) Process and Compliance Audit Report
This sample human resources process and compliance internal audit report focuses on time reporting, payroll, recruiting, hiring and termination.
Fund Accounting Process Audit Report
This fund accounting process review internal audit report focuses on comprehensive record-keeping and reporting requirements for registered investment companies and their affiliates.
Segregation of Duties Questionnaire: Procurement and Accounts Payable
This questionnaire provides key considerations for segregating duties during the procurement and accounts payable review process.
Detailed Medical Record Review Questionnaire
This questionnaire is intended to help an internal audit department understand the existing process related to medical records management and assess the compliance of this process.
Hot Issue Article
Time for Technology Companies to Commit to Women in Leadership Roles
All technology companies need diverse and dynamic workforces that reflect the markets they want to serve.