Accounting/Finance

The following 788 items are listed by Content Data.

Risk & Control Matrices - RCMs

Manage Base and Variable Compensation: Equity Compensation Risk and Control Matrix (RCM)

This document outlines risks and controls common to the equity compensation aspect of the ‘‘manage base and variable com...
Subscriber Content
Mon, Nov 4, 2019
Blog

How Quick Is Your Financial Close Process?

"Close the books" is a process that a corporation uses to reconcile, consolidate and report financial infor...
Thu, Oct 31, 2019
Risk & Control Matrices - RCMs

Disclosure Procedures: Legal Reserves RCM

This document outlines risks and controls common to creating and monitoring legal reserves during the disclosure procedu...
Subscriber Content
Mon, Sep 30, 2019
Audit Reports

Billing and Credit Memo Process Review Audit Report

This sample audit report focuses on the customer billing and credit processes for invoices and credit memos.
Subscriber Content
Mon, Sep 23, 2019
Risk & Control Matrices - RCMs

Purchase Materials and Supplies: Monitor Contract Spend RCM

This document outlines risks and controls common to monitoring contract spend during the “purchase materials and supplie...
Subscriber Content
Mon, Sep 23, 2019
Risk & Control Matrices - RCMs

Provide Financial Information to External Parties: Risk Reporting RCM

This document outlines risks and controls common to the risk reporting aspect of the “provide financial information to e...
Subscriber Content
Mon, Sep 16, 2019
Checklists & Questionnaires

Financial Reporting Process Questionnaire: Consolidation Systems

This sample questionnaire focuses on the financial reporting process within a consolidation system.
Subscriber Content
Mon, Sep 9, 2019
Risk & Control Matrices - RCMs

Manage Service Contracts: Monitoring Existing Contracts RCM

This document outlines risks and controls common to the “monitoring existing contracts” aspect of the “manage service co...
Subscriber Content
Mon, Sep 9, 2019
Risk & Control Matrices - RCMs

Manage Service Contracts: Entering Contracts into the System RCM

This document outlines risks and controls common to the monitoring of existing contracts aspect of the “manage service c...
Subscriber Content
Mon, Sep 2, 2019
Checklists & Questionnaires

Public Company Readiness Questionnaire

This questionnaire focuses on certain aspects of the IPO preparation process and specific areas management should addres...
Subscriber Content
Mon, Aug 19, 2019
Blog

Consider the Distinguishing Characteristics of Risk

Making Your Risk Assessments Count: Consider the Distinguishing Characteristics of RiskTraditional risk ass...
Fri, Aug 2, 2019
Checklists & Questionnaires

Inventory Management Process Controls Questionnaire

This sample questionnaire includes a list of items to consider when reviewing an organization’s inventory management pro...
Subscriber Content
Mon, Jul 8, 2019