Laws & Regulations

The following 358 items are listed by Content Data.

Articles

PCAOB Postpones QC1000 Implementation: A Strategic Opportunity for Audit Firms

Learn more about the PCAOB's QC 1000 delay and how audit firms can use this time to improve quality management.
Subscriber Content
Mon, Oct 27, 2025
Policies & Procedures

Financial Statement Preparation Policy

Implement robust policies and procedures to ensure accurate, compliant and timely financial reporting across subsidiarie...
Subscriber Content
Mon, Oct 27, 2025
Policies & Procedures

Code of Conduct Policy

Establish a framework for ethical decision-making and compliance with laws and company standards.
Subscriber Content
Mon, Oct 20, 2025
Policies & Procedures

Harassment Policy

Prevent workplace harassment by defining procedures for knowing your rights, reporting incidents promptly, and fostering...
Subscriber Content
Mon, Oct 13, 2025
Benchmarking Reports

2025 Healthcare Internal Audit Plan Priorities Survey Report

Discover key cross-segment priority focus areas for internal auditors, along with payer- and provider-specific results.
Subscriber Content
Mon, Sep 22, 2025
Articles

Slimmed-Down CFPB Scales Back Regulatory Priorities, Shifts Focus Back to Big Banks

Actions the CFPB will refrain from taking include scaling back supervision in states where local authorities have the ca...
Subscriber Content
Mon, Sep 22, 2025
Policies & Procedures

Family Medical Leave Policy

Define and establish procedures for employee Family Medical Leave, in accordance with the U.S. Family and Medical Leave ...
Subscriber Content
Mon, Sep 15, 2025
Benchmarking Reports

Executive Perspectives on Top Risks for the Near- and Long-Term: Technology, Media and Telecommunications Industry Results

Manage the evolving risk in the TMT industry, focusing on AI’s impact, cybersecurity and regulatory changes.
Subscriber Content
Mon, Sep 15, 2025
Articles

Key Benefits of Scalable Compliance Management

Explore the advantages of scalable compliance management, which ensures adherence to global regulations and boosts cost ...
Subscriber Content
Mon, Sep 15, 2025
Articles

Building the Future of Compliance Together With IQME

Explore artificial intelligence workflows, a modern inbox and scalable tools to boost efficiency, transparency and regul...
Subscriber Content
Mon, Aug 25, 2025
Risk & Control Matrices - RCMs

Manage the Enterprise: Assess Risk RCM

Develop actionable plans that safeguard operations against potential threats regarding the enterprise management process...
Subscriber Content
Mon, Aug 25, 2025
Policies & Procedures

Inventory Grading Policy

Establish effective inventory grading rules to identify, reserve and manage slow-moving and obsolete items, ensuring opt...
Subscriber Content
Mon, Aug 25, 2025