Laws & Regulations

The following 338 items are listed by Content Data.
Articles

Sustainable Solutions: Protiviti Managing Director on Improving ESG Realities for the Planet, One Organization at a Time

Protiviti’s Joe Kornik and Chris Wright sat down to discuss how the company is preparing for the future of ESG.
Subscriber Content
Tue, Jan 17, 2023
Articles

Sustainability Chief of Drax Group, UK: “We'll Be the First Carbon-Negative Power Station by 2030”

Alan Knight, group director of sustainability at the Drax Group, sat down with Protiviti’s Joe Kornik to talk about his ...
Subscriber Content
Mon, Jan 9, 2023
Articles

Transfer Agent Market Share – 2022

Audit Analytics looks at the market share among transfer agents throughout 2022.
Subscriber Content
Mon, Jan 9, 2023
Articles

Audit and Non-Audit Fees of the S&P 500

Audit Analytics looks at audit and non-audit fees for the S&P 500 across its different industries.
Subscriber Content
Mon, Dec 19, 2022
Articles

Audit Fee Trends in Europe: 2010 – 2021

Audit Analytics looks at audit fee data for public companies listed on European exchanges dating back to 2010.
Subscriber Content
Mon, Dec 19, 2022
Checklists & Questionnaires

Electronic Discovery Questionnaire

This sample questionnaire can be used by the board and management to reduce the costs, burden and time associated with r...
Subscriber Content
Mon, Dec 12, 2022
Risk & Control Matrices - RCMs

Manage Data Center Operations: Database Management RCM

This document outlines risks and controls common to database management in a risk control matrix (RCM) format.
Subscriber Content
Mon, Dec 12, 2022
Newsletters

Is ESG Receiving Sufficient Attention in North America?

This issue of Board Perspectives focuses on two essential questions with implications for the future: What is driving th...
Subscriber Content
Mon, Dec 5, 2022
Policies & Procedures

Anti-Bribery Compliance Program Policy

This sample policy is designed to help organizations prevent the violation of national and international anti-bribe...
Subscriber Content
Mon, Nov 28, 2022
Regulatory Updates

Biden Doubles Down at COP27

This Flash Report summarizes the key points from President Joe Biden’s speech at COP27 and reviews the implications, rea...
Subscriber Content
Mon, Nov 28, 2022
Methodologies & Models

Compliance Risk Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s compliance risk management proce...
Subscriber Content
Mon, Nov 28, 2022
Risk & Control Matrices - RCMs

Develop and Manage Human Resources RCM

This document outlines risks and controls common to human resources development and management in a risk control matrix ...
Subscriber Content
Mon, Nov 28, 2022