Process-Level Control

The following 77 items are listed by Content Data.

Checklists & Questionnaires

Process Control Questionnaire: Managing Patient Financial Services

This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an underst...
Subscriber Content
Tue, Feb 19, 2019
Checklists & Questionnaires

Month-End Walk-Through Questionnaire

This tool provides questions to consider when reviewing an organization's month-end close process and determining whethe...
Subscriber Content
Mon, Feb 11, 2019
Checklists & Questionnaires

Sarbanes-Oxley Sustainable Compliance Questionnaire

This questionnaire addresses how organizations can make Sarbanes-Oxley compliance sustainable while improving business p...
Subscriber Content
Mon, Jan 21, 2019
Checklists & Questionnaires

Control Self-Assessment Questionnaire: Financial Reporting and General Ledger

This sample helps a company determine whether its established controls for financial reporting and the general ledger ar...
Subscriber Content
Mon, Dec 3, 2018
Checklists & Questionnaires

IT Operations Management Self-Assessment Questionnaire

This tool is a high-level self-assessment questionnaire for use by an auditee prior to reviewing an organization’s infor...
Subscriber Content
Mon, Nov 19, 2018
Checklists & Questionnaires

IT Application Management Self-Assessment Questionnaire

This high-level self assessment questionnaire can be used by an auditee prior to a review of IT application management.
Subscriber Content
Mon, Nov 5, 2018
Checklists & Questionnaires

IT Asset Management Self-Assessment Questionnaire

This tool includes questions to consider when reviewing an organization’s IT management process.
Subscriber Content
Mon, Oct 29, 2018
Risk & Control Matrices - RCMs

Manage Fixed Assets: Disposals RCM

This document outlines risks and controls common to the “disposal risk” aspect of the fixed assets process in a risk con...
Subscriber Content
Mon, Oct 22, 2018
Process Flows

​Benchmarking Process Flow

This flowchart provides the common steps taken during various benchmarking phases.
Subscriber Content
Mon, Oct 8, 2018
Audit Reports

Sarbanes-Oxley Section 404 Process Prioritization Audit Report

Enhance your risk management strategy with a practical SOX audit report sample designed for effective business continuit...
Subscriber Content
Mon, Jan 8, 2018
Blog

Do You Have Adequate Documentation for Your Business Processes?

Good process documentation doesn’t just describe how things work—it tells a story of an organization’s modu...
Fri, Oct 27, 2017
Checklists & Questionnaires

Internal Controls Structure Questionnaire

The purpose of this questionnaire is to help in the assessment of a company’s general controls and internal controls by ...
Subscriber Content
Mon, Mar 6, 2017