The following 220 items are listed by Content Data.
Policies & Procedures
Employee Expense Reimbursement Audit Policy
This sample establishes standard procedures for the auditing of expense reimbursements submitted by employees.
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Audit Reports
Entity-Level Risk Assessment Audit Report
This sample IT risk assessment audit report presents findings from an entity-level risk analysis review.
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Audit Reports
Internal Audit Leadership Transition Plan Report
This sample audit report outlines an event-based timeline, a proposed interim delivery team structure, and roles and cos...
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Audit Reports
Establishing the Internal Audit Infrastructure Report
This sample internal audit report to the audit committee chairman focuses on an audit plan for establishing an organizat...
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Internal Audit CPE Courses
Testing Control Design and Operating Effectiveness (KLplus CPE Course)
This basic-level course defines internal controls, how to test control designs and their operating effectiveness, how to...
Audit Reports
Financial Due Diligence Report
This sample report presents findings from a financial due diligence analysis of a company being acquired.
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Memos
Issue Identification Memo
This issue identification memo can be used to notify auditees of specific issues identified during an internal audit.
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Memos
Cash Applications Observations Memo
This sample memo presents a high-level observation of the review and testing of manual and system controls present in a ...
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Memos
Expense Reporting Policy Violation Memo
This expense reporting violation review focuses on an employee’s potential noncompliance with this standard corporate po...
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Memos
Audit Report Rating Memo
This memo outlines a system to use when rating individual audit findings and overall audit reports.
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Memos
Sarbanes-Oxley Act Project Approach Memo
The purpose of this memo is to document management’s approach for the current financial year's Sarbanes-Oxley compliance...
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Memos
Mobile Device Procurement Memo
This memo outlines an internal audit review of an organization's mobile device procurement process.
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